Amanda C. Hawley

CADARET, GRANT & CO.

Syracuse, NY 13202

Some features on this profile are disabled

CRD#: 3214453

Professional summary

Amanda Candelmo Hawley, who also goes by Amanda M. Candelmo, Amanda Mary Candelmo, Amanda Mary Hawley, is a registered financial advisor currently at CADARET, GRANT & CO., INC. located in Syracuse, New York and NEXT FINANCIAL GROUP, INC. located in Houston, Texas.

Amanda is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Amanda has worked at 9 firms and has passed the Series 66, Series 99TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Amanda M. Candelmo | Amanda Mary Candelmo | Amanda Mary Hawley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 1, 2022 - Present

CADARET, GRANT & CO., INC.

Office #1: 100 Madison Street Suite 1300, Syracuse, NY 13202

CRD#: 10641

Syracuse, NY

Current

January 26, 2022 - Present

NEXT FINANCIAL GROUP, INC.

Office #1: 11740 Katy Freeway Suite 600, Houston, TX 77079

RIA

CRD#: 46214

Houston, TX

Current

January 26, 2022 - Present

CUSO FINANCIAL SERVICES, L.P.

Office #1: 10150 Meanley Drive 1st Floor, San Diego, CA, 92131

RIA

CRD#: 42132

San Diego, CA

Current

January 26, 2022 - Present

CADARET, GRANT & CO., INC.

Office #1: 100 Madison Street Suite 1300, Syracuse, NY 13202

CRD#: 10641

Syracuse, NY

Past

September 27, 2023 - October 2, 2025

GROVE POINT ADVISORS, LLC

RIA

CRD#: 313171

Syracuse, NY

Past

September 27, 2023 - October 1, 2025

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

ROCKVILLE, MD

Past

January 26, 2022 - October 1, 2025

SCF SECURITIES, INC.

CRD#: 47275

SAN DIEGO, CA

Past

January 26, 2022 - October 7, 2025

SORRENTO PACIFIC FINANCIAL, LLC

CRD#: 127787

SAN DIEGO, CA

Past

January 26, 2022 - October 13, 2025

WESTERN INTERNATIONAL SECURITIES, INC.

CRD#: 39262

PASADENA, CA

Past

June 1, 2015 - January 18, 2022

LPL FINANCIAL LLC

RIA

CRD#: 6413

BOSTON, MA

Past

May 26, 2015 - January 18, 2022

LPL FINANCIAL LLC

CRD#: 6413

BOSTON, MA

Past

January 28, 2004 - November 18, 2013

LPL FINANCIAL LLC

RIA

CRD#: 6413

BOSTON, MA

Past

August 20, 1999 - November 18, 2013

LPL FINANCIAL LLC

CRD#: 6413

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Massachusetts
(1/26/2022)

IAR

Massachusetts
(3/1/2022)

IAR

New York
(3/8/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/4/2000

Uniform Combined State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/19/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/14/1999

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CADARET, GRANT & CO., INC.

CRD#: 10641 / SEC#: 801-42709, 8-27844

Terminated by SEC on 12/09/2025

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

100 Madison Street Suite 1300, Syracuse, NY 13202

Mailing Address

Phone number

(800) 288-8601

Established

Delaware since 04/16/1981

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

692

FINRA licenses (4 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

CADARET GRANT CONTOUR WRAP FEE PROGRAM BROCHURE MARCH 2025 (3/28/2025)

CADARET GRANT FORM ADV 2A BROCHURE MARCH 2025 (3/28/2025)

Direct owners and executive officers

Name	Position	CRD#
AWS 4, INC.	SHAREHOLDER
MORRISSEY, WILLIAM PAUL	PRESIDENT	1575389
SCHUMANN, ALEXIS V	ADVISORY CHIEF COMPLIANCE OFFICER	3157769
SCHUMANN, ALEXIS V	CHIEF COMPLIANCE OFFICER	3157769
TYMKIW, TRISHA LYNN	PRINCIPAL FINANCIAL OFFICER	3197368

Regulatory assets under management

Total Number of Accounts	25,442
AUM (Assets Under Management)	$ 7,671,069,034

Disclosures

Regulatory Event	17
Arbitration	4

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/14/2024	Cover Page	Report
01/10/2024	Cover Page	Report
12/14/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Benjamin Stroh

PFS INVESTMENTS INC.

IAR

Skaneateles, NY

Roman Auerbach

EQUITABLE ADVISORS, LLC

Syracuse, NY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Amanda C. Hawley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

NEXT FINANCIAL GROUP, INC.

CUSO FINANCIAL SERVICES, L.P.

CADARET, GRANT & CO., INC.

GROVE POINT ADVISORS, LLC

GROVE POINT INVESTMENTS, LLC

SCF SECURITIES, INC.

SORRENTO PACIFIC FINANCIAL, LLC

WESTERN INTERNATIONAL SECURITIES, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/4/2000

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 8/19/1999

Series 24

Date: 9/14/1999

FINRA

Current Firm

CADARET, GRANT & CO., INC.

Contact information

FINRA licenses (4 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

CADARET, GRANT & CO., INC.

TRUST BUT VERIFY

Similar Advisors