Kenneth R. Rapp
Professional summary
Kenneth Richard Rapp II, who also goes by Ken Rapp, is a registered financial professional currently at SYMETRA SECURITIES, INC. located in Bellevue, Washington.
Kenneth is registered as a RR (Registered Representative) and started their career in finance in 1999. Kenneth has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kenneth Richard Rapp II's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 16, 2024 - Present
SYMETRA SECURITIES, INC.
Office #1: 777 108th Avenue Ne Suite 1200, Bellevue, WA 98004-5153September 7, 2021 - May 31, 2024
ORCHARD SECURITIES, LLC
December 6, 2018 - October 23, 2020
LINCOLN FINANCIAL DISTRIBUTORS, INC.
February 25, 2018 - May 9, 2018
DIRECTED SERVICES LLC
March 14, 2017 - December 31, 2017
CR CAPITAL DISTRIBUTORS, LLC
April 30, 2014 - November 2, 2016
COREBRIDGE CAPITAL SERVICES, INC.
September 5, 2008 - April 29, 2014
AUGUSTAR DISTRIBUTORS, INC.
September 18, 2007 - September 10, 2008
ALLIANZ LIFE FINANCIAL SERVICES, LLC
September 6, 2006 - September 25, 2007
LINCOLN FINANCIAL DISTRIBUTORS, INC.
June 1, 2006 - June 15, 2006
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
October 4, 2002 - June 1, 2006
EVERLAKE DISTRIBUTORS, LLC
April 28, 1999 - October 4, 2002
AFD, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/16/2024)
(10/16/2024)
(10/16/2024)
Exams
FINRA
Current Firm
SYMETRA SECURITIES, INC.
CRD#: 739 / SEC#: , 8-13470
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SYMETRA FINANCIAL CORPORATION | OWNER | |
| BALKOVETZ, CHANTEL LEE | DIRECTOR | 2490011 |
| DIMITRI, DAVID MICHAEL | SECRETARY | 4806001 |
| DOW, SHANEN LYNN | ASSISTANT TREASURER | 7676848 |
| ELLIS, COURTNEY LYNN | CHIEF OPERATING OFFICER | 5460601 |
| FARRELL, ANDREW MICHAEL | PRESIDENT, DIRECTOR | 4463467 |
| HANSON, COLLEEN | ASSISTANT VICE PRESIDENT, FINANCIAL AND OPERATIONS PRINCIPAL | 7271134 |
| MURPHY, COLLEEN MARY | DIRECTOR | 4842602 |
| NORBERG, KRISTIN ROUST | VICE PRESIDENT | 7033021 |
| OBERDECK, ANDREW A | ASSISTANT SECRETARY | 8015633 |
| OTTO, JOSEPHINE R | ASSISTANT SECRETARY | 8015301 |
| RABIN, KEVIN WILLIAM | DIRECTOR | 7033042 |
| SANDERS, BARBARA ANN | CHIEF COMPLIANCE OFFICER | 2206030 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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