Salvatore A. Raffa
Professional summary
Salvatore Antonino Raffa, who also goes by Salvatore Antonio Raffa, is a registered financial professional currently at NORTHCOAST RESEARCH PARTNERS, LLC located in Cleveland, Ohio.
Salvatore is registered as a RR (Registered Representative) and started their career in finance in 1999. Salvatore has worked at 5 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Salvatore Antonino Raffa's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 4, 2009 - Present
NORTHCOAST RESEARCH PARTNERS, LLC
Office #1: 1301 East Ninth Street 15th Floor, Cleveland, OH 44114Office #2: 1301 East Ninth Street Suite 1500, Cleveland, OH 44114February 12, 2010 - June 1, 2017
AMERICA NORTHCOAST SECURITIES, INC.
January 22, 2003 - August 17, 2009
FTN EQUITY CAPITAL MARKETS CORP.
January 31, 2000 - February 15, 2001
MIDWEST RESEARCH SECURITIES LIMITED
June 23, 1999 - February 25, 2000
FIFTH THIRD/MAXUS SECURITIES INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/4/2009)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
NORTHCOAST RESEARCH PARTNERS, LLC
CRD#: 149109 / SEC#: , 8-68115
Contact information
FINRA licenses (21 States and Territories)
Documents
Red Flags
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