Arnold H. Kim

Some features on this profile are disabled

CRD#: 3213747

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Arnold Hyunoo Kim was a registered financial professional .

Arnold is a previously registered financial professional and started their career in finance in 1999. Arnold had worked at 8 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 18, 2024 - April 29, 2025

EVOKE ADVISORS

RIA

CRD#: 300856

LOS ANGELES, CA

Past

August 21, 2020 - September 20, 2024

CRESCENT BAY ADVISORS, LLC

RIA

CRD#: 149719

CORONA DEL MAR, CA

Past

November 16, 2006 - June 30, 2015

MULLINTBG ADVISORS

RIA

CRD#: 141445

IRVINE, CA

Past

June 2, 2006 - July 1, 2015

M HOLDINGS SECURITIES, INC.

CRD#: 43285

IRVINE, CA

Past

February 9, 2006 - April 26, 2007

TBG ADVISORY SERVICES CORPORATION

RIA

CRD#: 131977

LOS ANGELES, CA

Past

October 12, 2005 - June 6, 2006

TBG FINANCIAL

CRD#: 26984

LOS ANGELES, CA

Past

December 4, 2000 - July 28, 2005

GOLDMAN SACHS WEALTH SERVICES, L.P.

RIA

CRD#: 106693

IRVINE, CA

Past

July 13, 1999 - July 28, 2005

MERCER ALLIED COMPANY, L.P.

CRD#: 37404

COHOES, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EVOKE ADVISORS

EVOKE | THOMAS ROAD CAPITAL, LLC | EVOKE WEALTH, LLC | EVOKE WEALTH | EVOKE ADVISORS

CRD#: 300856 / SEC#: 801-115290

RIA

Registered Investment Advisory firm - (5/13/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/20/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 4/18/2000

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 7/1/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/12/1999

General Securities Representative Examination

Current Firm

EVOKE ADVISORS

EVOKE | THOMAS ROAD CAPITAL, LLC | EVOKE WEALTH, LLC | EVOKE WEALTH | EVOKE ADVISORS

CRD#: 300856 / SEC#: 801-115290

RIA

Registered Investment Advisory firm - (5/13/2019 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

10635 Santa Monica Blvd. Suite 240, Los Angeles, CA 90025

Mailing Address

Phone number

(424) 372-1776

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (37 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A DISCLOSURE BROCHURE (3/28/2025)

EVOKE ADVISORS FORM ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	12,365
AUM (Assets Under Management)	$ 27,695,485,582

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
02/27/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Arnold H. Kim

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CRESCENT BAY ADVISORS, LLC

MULLINTBG ADVISORS

M HOLDINGS SECURITIES, INC.

TBG ADVISORY SERVICES CORPORATION

TBG FINANCIAL

GOLDMAN SACHS WEALTH SERVICES, L.P.

MERCER ALLIED COMPANY, L.P.

Primary Firm SEC Registration

EVOKE ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 8/20/2020

Series 66

Date: 4/18/2000

SIE

Date: 7/1/2015

Series 7

Date: 7/12/1999

Current Firm

EVOKE ADVISORS

Contact information

SEC notice filing (37 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

EVOKE ADVISORS

TRUST BUT VERIFY

Similar Advisors