Rajender P. Dialani
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rajender Purshotam Dialani, who also goes by Raj P Dialani, Rajender Dialani, was a registered financial professional .
Rajender is a previously registered financial professional and started their career in finance in 2001. Rajender had worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 13, 2012 - February 7, 2025
J.K. FINANCIAL SERVICES, INC.
June 28, 2004 - May 31, 2012
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
May 30, 2001 - June 7, 2004
FORESTERS EQUITY SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
J.K. FINANCIAL SERVICES, INC.
CRD#: 103728 / SEC#: , 8-52214
Contact information
FINRA licenses (7 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
