Craig L. Feldman
Professional summary
Craig Lawrence Feldman, who also goes by Craig Feldman, is a registered financial professional currently at PERPETUAL AMERICAS FUNDS DISTRIBUTORS, LLC located in Chicago, Illinois.
Craig is registered as a RR (Registered Representative) and started their career in finance in 2007. Craig has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Craig Lawrence Feldman's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 18, 2024 - Present
PERPETUAL AMERICAS FUNDS DISTRIBUTORS, LLC
Office #1: 155 N Wacker Drive Suite 4250, Chicago, IL 60606March 3, 2023 - April 5, 2024
NORTHERN LIGHTS DISTRIBUTORS, LLC
March 17, 2017 - March 1, 2023
ULTIMUS FUND DISTRIBUTORS, LLC
March 26, 2015 - August 11, 2016
PT ASSET MANAGEMENT, LLC
March 26, 2015 - August 11, 2016
PERFORMANCE TRUST CAPITAL PARTNERS, LLC
October 26, 2010 - March 23, 2015
INVESCO ADVISERS, INC.
October 26, 2010 - March 23, 2015
INVESCO DISTRIBUTORS, INC.
September 24, 2010 - September 24, 2010
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
October 1, 2008 - July 12, 2010
UBS FINANCIAL SERVICES INC.
August 11, 2008 - July 12, 2010
UBS FINANCIAL SERVICES INC.
June 7, 2007 - July 25, 2008
CHASE INVESTMENT SERVICES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/18/2024)
(6/18/2024)
(6/18/2024)
(6/18/2024)
(6/18/2024)
(6/18/2024)
(6/18/2024)
(6/18/2024)
(6/18/2024)
Exams
FINRA
Current Firm
PERPETUAL AMERICAS FUNDS DISTRIBUTORS, LLC
CRD#: 143809 / SEC#: , 8-67608
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| TAYLOR, GORDON BURDETTE | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 2990648 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
