Greg E. Chamberlain

COWDELL INVESTMENTS

Lehi, UT 84043

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CRD#: 3213699

Professional summary

Greg Earl Chamberlain is a registered financial advisor currently at COWDELL INVESTMENTS, LLC located in Lehi, Utah.

Greg is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Greg has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Insurance Wholesaler for Aptus Marketing began 10/2017 represents various insurance companies to Insurance Agents, works from home address. Independent Insurance Agent from home address 3049 North Crest Drive. Lehi, Utah 84043. Hours devoted per month approximately 80 hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Greg Earl Chamberlain's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 1, 2018 - Present

COWDELL INVESTMENTS, LLC

Office #1: 3049 North Crest Drive, Lehi, UT 84043

RIA

CRD#: 122933

Lehi, UT

Past

February 19, 2013 - March 29, 2016

CURIAN CAPITAL, LLC

RIA

CRD#: 120270

DENVER, CO

Past

September 7, 2007 - October 23, 2017

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

CRD#: 40178

DENVER, CO

Past

July 23, 2007 - September 4, 2007

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

BIRMINGHAM, AL

Past

February 26, 2002 - July 8, 2006

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

CRD#: 40178

FRANKLIN, TN

Past

February 15, 2000 - December 31, 2003

NATIONAL PLANNING CORPORATION

CRD#: 29604

LOS ANGELES, CA

Past

June 29, 1999 - February 8, 2000

DIRECTED SERVICES LLC

CRD#: 21675

WEST CHESTER, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Utah
(2/1/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/15/2013

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/25/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/23/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/29/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/28/1999

Investment Company Products/Variable Contracts Representative Examination

Current Firm

COWDELL INVESTMENTS, LLC

COWDELL INVESTMENT SERVICES | COWDELL, MARK PAUL | COWDELL INVESTMENTS, LLC | COWDELL INVESTMENTS & INSURANCE, LLC | COWDELL INVESTMENTS

CRD#: 122933 / SEC#:

Utah

Registered Investment Advisory firm - (7/8/1996 Approved)

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Contact information

Main Address

Alpine, UT

Mailing Address

Phone number

(801) 763-1188

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	336
AUM (Assets Under Management)	$ 54,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Greg E. Chamberlain

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Greg Earl Chamberlain's CRS (Customer Relationship Summary).

Certified licenses

Experience

CURIAN CAPITAL, LLC

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

NATIONAL PLANNING CORPORATION

DIRECTED SERVICES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/15/2013

Series 63

Date: 1/25/2013

SIE

Date: 10/23/2017

Series 7

Date: 4/29/2002

Series 6

Date: 6/28/1999

Current Firm

COWDELL INVESTMENTS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

COWDELL INVESTMENTS, LLC

TRUST BUT VERIFY

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