Steven R. Black
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Robert Black, who also goes by Black Robert Steven Robert, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 2001. Steven had worked at 2 firms and has passed the SIE, Series 87, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 15, 2004 - April 16, 2004
JEFFERIES/QUARTERDECK, LLC
May 15, 2002 - March 12, 2004
JEFFERIES/QUARTERDECK, LLC
January 26, 2001 - January 6, 2022
JEFFERIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
JEFFERIES/QUARTERDECK, LLC
CRD#: 115153 / SEC#: , 8-53471
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JEFFERIES GROUP, INC. | OWNER | |
| BROOKS, GLORIA ANNE | CHIEF COMPLIANCE OFFICER | 3026563 |
| CARMEN, MARK JEFFREY | MANAGING DIRECTOR INVESTMENT BANKING | 2249750 |
| KANOFF, CHRIS MILAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 1331579 |
| KELLY, ROLAND THOMAS | SECRETARY | 4333694 |
| MONFORT, TIMOTHY EDWARD | MANAGING DIRECTOR AND SYNDICATE MANAGER | 1981377 |
| REDDING, VIRGINIA MARGARET | CHIEF ADMINISTRATIVE OFFICER AND INTERNAL AUDITOR | 2443912 |
| SYRJAMAKI, MAXINE STATLAND | CHIEF FINANCIAL OFFICER | 441622 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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