Huey T. Luu

WESTLAKE WEALTH MANAGEMENT LLC

Seattle, WA

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CRD#: 3213530

Professional summary

Huey Tac Luu, CFP®, who also goes by Luu Tac Huy, is a registered financial advisor currently at WESTLAKE WEALTH MANAGEMENT LLC located in Seattle, Washington.

Huey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Huey has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Luu Tac Huy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. REAL ESTATE OWNERSHIP :SINGLE FAMILY ;SEATTLE, WA 98103;NO;MARCH 2015. 2. INDEPENDENT INSURANCE AGENT, SEATTLE WA.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Huey Tac Luu's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2020

Experience

Current

July 22, 2020 - Present

WESTLAKE WEALTH MANAGEMENT LLC

RIA

CRD#: 308915

Seattle, WA

Past

December 6, 2000 - April 22, 2020

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

SEATTLE, WA

Past

November 24, 2000 - July 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

November 24, 2000 - April 22, 2020

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

SEATTLE, WA

Past

June 29, 1999 - November 16, 2000

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC

CRD#: 25567

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/16/2021)

IAR

Washington
(7/22/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/28/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/12/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/17/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/28/1999

General Securities Representative Examination

Current Firm

WESTLAKE WEALTH MANAGEMENT LLC

CRD#: 308915 / SEC#:

California

Registered Investment Advisory firm - (9/16/2021 Approved)

Oregon

Registered Investment Advisory firm - (6/6/2023 Approved)

Washington

Registered Investment Advisory firm - (7/20/2020 Approved)

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Contact information

Main Address

600 Stewart Street Suite 400, Seattle, WA 98101

Mailing Address

Phone number

(425) 207-7588

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	223
AUM (Assets Under Management)	$ 61,655,032

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Huey T. Luu

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Huey Tac Luu's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/28/2000

Series 63

Date: 7/12/1999

Series 7TO

Date: 3/17/2024

SIE

Date: 10/1/2018

Series 7

Date: 6/28/1999

Current Firm

WESTLAKE WEALTH MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WESTLAKE WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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