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JM

Jeffrey S. Martin

ESSEX SECURITIES LLC
Jersey City, NJ 07302
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CRD#: 321321
JM

Professional summary


Jeffrey Steven Martin is a registered financial professional currently at ESSEX SECURITIES LLC located in Jersey City, New Jersey.

Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 1971. Jeffrey has worked at 20 firms and has passed the Series 63, Series 7TO, Series 52TO, SIE, Series 1 and Series 53 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Jeffrey Steven Martin's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 9, 2023 - Present

ESSEX SECURITIES LLC

Office #1: 95 Christopher Columbus Dr Suite 16-11, Jersey City, NJ 07302
BD
CRD#: 46605
Jersey City, NJ
Past

November 13, 2018 - August 12, 2022

VISION FINANCIAL MARKETS LLC

BD
CRD#: 142271
STAMFORD, CT
Past

August 3, 2018 - November 1, 2018

CG CAPITAL MARKETS, LLC

BD
CRD#: 35513
BOCA RATON, FL
Past

February 23, 2018 - August 7, 2018

NATIONAL SECURITIES CORPORATION

BD
CRD#: 7569
BOCA RATON, FL
Past

January 1, 2002 - February 24, 2018

VFINANCE INVESTMENTS, INC

BD
CRD#: 44962
BOCA RATON, FL
Past

February 22, 1999 - January 1, 2002

FIRST COLONIAL SECURITIES

BD
CRD#: 25121
BOCA RATON, FL
Past

December 4, 1996 - March 8, 1999

FMSBONDS, INC.

BD
CRD#: 7793
BOCA RATON, FL
Past

June 17, 1996 - September 19, 1996

STARR SECURITIES, INC.

BD
CRD#: 13336
NEW YORK, NY
Past

April 1, 1996 - May 13, 1996

GILMORE SECURITIES & CO.

BD
CRD#: 27210
FORT LEE, NJ
Past

November 30, 1994 - April 2, 1996

J. B. HANAUER & CO.

BD
CRD#: 6958
PARSIPPANY, NJ
Past

November 2, 1988 - January 21, 1995

GMS GROUP

BD
CRD#: 8000
Past

October 21, 1987 - December 31, 1988

MOORE & SCHLEY, CAMERON & CO.

BD
CRD#: 6917
Past

October 1, 1987 - January 21, 1995

GMS GROUP

BD
CRD#: 8000
EAST HANOVER, NJ
Past

October 22, 1986 - October 5, 1987

OUTWATER & WELLS, INC.

BD
CRD#: 2959
Past

November 24, 1984 - September 16, 1986

MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC.

BD
CRD#: 7404
Past

April 14, 1983 - October 29, 1984

BEVILL, BRESLER & SCHULMAN INCORPORATED

BD
CRD#: 6971
Past

September 18, 1980 - March 18, 1983

MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC.

BD
CRD#: 7404
Past

February 21, 1979 - October 2, 1980

BREAN MURRAY & CO., INC.

BD
CRD#: 7541
Past

February 9, 1976 - February 16, 1978

S. B. CANTOR & CO., INC.

BD
CRD#: 1384
Past

June 19, 1974 - March 13, 1976

SWIFT, HENKE & CO., INC.

BD
CRD#: 803
Past

October 11, 1973 - May 24, 1974

RAND, MCKAY & LYON, INC.

BD
CRD#: 3127
Past

July 2, 1971 - March 7, 1972

RAND & CO., INC

BD
CRD#: 3126

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(1/17/2023)
RR
New Jersey
(1/17/2023)
RR
New York
(1/21/2023)

Exams


State Security Law Exam
RR
Series 63
Date: 7/29/2002
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 6/28/1971
Registered Representative Examination
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


ES
ESSEX SECURITIES LLC
EASTERN POINT DISTRIBUTORS, LLC | INVESTORS MARKETING WHOLESALE SERVICES | INVESTORS MARKETING SERVICES | FIRST ESSEX SECURITIES, LLC. | ESSEX SECURITIES LLC

CRD#: 46605 / SEC#: , 8-51472

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information


Main Address
95 Christopher Columbus Dr Suite 16-11, Jersey City, NJ 07302
Mailing Address
Po Box 3602, Jersey City, NJ 07303-3602
Phone number
(201) 777-7121
Established
Massachusetts since 12/27/1994
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (38 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
ES GROUP, INCOWNER
BEATON, DANIEL STEWARTFINOPS4240769
GUPTA, PRAKASHCHIEF EXECUTIVE OFFICER5784605
SHEPETIN, LLOYD ECHIEF COMPLIANCE OFFICER1263121

Disclosures


Regulatory Event3

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ESSEX SECURITIES LLC

CRD#: 46605Jersey City, NJ 07302

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