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CK

Cory J. Kendall

TOEWS ASSET MANAGEMENT
Northfield, NJ 08225-1844
Some features on this profile are disabled
CRD#: 3213179
CK

Professional summary


Cory James Kendall, who also goes by Cory J Kendall, is a registered financial advisor currently at TOEWS ASSET MANAGEMENT located in Northfield, New Jersey and NORTHERN LIGHTS DISTRIBUTORS, LLC located in Elkhorn, Nebraska.

Cory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Cory has worked at 9 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Cory J Kendall

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
KK and CK Holdings, LLC Phoenix, AZ. KK and CK Holdings is NOT Investment Related. KK and CK Holdings is owned by Cory Kendall. Start Date was June 2020 and title is Owner/Investor. # Of Hours per month: 0. KK and CK Holdings is a online clothing company.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Cory James Kendall's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 25, 2023 - Present

TOEWS ASSET MANAGEMENT

Office #1: 1750 Zion Road Suite 201, Northfield, NJ 08225-1844
RIA
CRD#: 106304
Northfield, NJ
Current

August 22, 2023 - Present

NORTHERN LIGHTS DISTRIBUTORS, LLC

Office #1: 4221 North 203rd Street, Suite 100, Elkhorn, NE 68022
BD
CRD#: 126159
Elkhorn, NE
Past

February 2, 2021 - December 13, 2022

THE PACIFIC FINANCIAL GROUP, INC.

RIA
CRD#: 105203
Phoenix, AZ
Past

January 23, 2020 - January 19, 2021

ORION PORTFOLIO SOLUTIONS, LLC

RIA
CRD#: 125446
PHOENIX, AZ
Past

May 28, 2014 - December 31, 2019

ORION PORTFOLIO SOLUTIONS, LLC

RIA
CRD#: 125446
PHOENIX, AZ
Past

April 19, 2011 - July 27, 2012

NATIONAL PENSION & GROUP CONSULTANTS, INC

BD
CRD#: 613
KANSAS CITY, MO
Past

November 19, 2008 - April 2, 2009

NATIONAL PENSION & GROUP CONSULTANTS, INC

BD
CRD#: 613
KANSAS CITY, MO
Past

May 16, 2005 - August 1, 2008

PACIFIC SELECT DISTRIBUTORS, LLC

BD
CRD#: 4452
OMAHA, NE
Past

June 19, 2001 - April 15, 2005

ALLSTATE FINANCIAL SERVICES, LLC

BD
CRD#: 18272
LINCOLN, NE
Past

February 2, 2001 - May 4, 2001

TD AMERITRADE CLEARING, INC.

BD
CRD#: 5633
OMAHA, NE
Past

October 26, 1999 - January 24, 2001

J.P. SECURITIES, INC.

BD
CRD#: 36559
BELLEVUE, NE

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TOEWS ASSET MANAGEMENT
BEHAVIORAL INVESTING INSTITUTE | TOEWS CORPORATION | TOEWS ASSET MANAGEMENT | TOEWS | SYNTHESIS INVESTMENTS ASSET MANAGEMENT

CRD#: 106304 / SEC#: 801-47765

RIA
Registered Investment Advisory firm - (12/9/1994 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New Jersey
(8/25/2023)

Exams


State Security Law Exam
IAR
Series 65
Date: 5/28/2014
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/22/2023
General Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


TA
TOEWS ASSET MANAGEMENT
BEHAVIORAL INVESTING INSTITUTE | TOEWS CORPORATION | TOEWS ASSET MANAGEMENT | TOEWS | SYNTHESIS INVESTMENTS ASSET MANAGEMENT

CRD#: 106304 / SEC#: 801-47765

RIA
Registered Investment Advisory firm - (12/9/1994 Approved)
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Contact information


Main Address
1750 Zion Road Suite 201, Northfield, NJ 08225-1844
Mailing Address
Phone number
(877) 863-9726
Established
Firm type
Fiscal year end
# of Employees
22

SEC notice filing (22 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 DISCLOSURE BROCHURE (3/21/2025)

Regulatory assets under management


Total Number of Accounts154
AUM (Assets Under Management)$ 945,114,686

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


TOEWS ASSET MANAGEMENT

CRD#: 106304Northfield, NJ 08225-1844

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