Scott R. Butterfield

SMITHBROOK

Woodinville, WA

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CRD#: 3213167

Professional summary

Scott R. Butterfield is a registered financial advisor currently at SMITHBROOK, LLC located in Woodinville, Washington.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Scott has worked at 8 firms and has passed the Series 66, Series 7 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott R. Butterfield's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 14, 2026 - Present

SMITHBROOK, LLC

RIA

CRD#: 313679

Woodinville, WA

Past

December 4, 2020 - April 4, 2025

LNW

RIA

CRD#: 113400

SEATTLE, WA

Past

January 6, 2016 - December 14, 2020

FILAMENT, LLC

RIA

CRD#: 138419

SEATTLE, WA

Past

May 5, 2006 - December 31, 2015

FILAMENT, LLC

RIA

CRD#: 138419

SEATTLE, WA

Past

October 24, 2005 - April 6, 2006

QUELLOS FUND SERVICES, LLC

CRD#: 137247

SEATTLE, WA

Past

July 14, 2005 - April 6, 2006

QUELLOS PRIVATE CAPITAL MARKETS, L.P.

RIA

CRD#: 135935

SEATTLE, WA

Past

February 9, 2001 - March 15, 2004

QUELLOS FIXED INCOME ADVISORS LLC

RIA

CRD#: 108912

SEATTLE, WA

Past

February 9, 2001 - April 6, 2006

QUELLOS CAPITAL MANAGEMENT LP

RIA

CRD#: 106683

SEATTLE, WA

Past

October 9, 2000 - October 24, 2005

CFT SECURITIES, LLC

CRD#: 46226

PRINCETON, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(1/14/2026)

IAR

Oregon
(1/28/2026)

IAR

Washington
(1/14/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/22/2000

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 10/6/2000

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 3/4/1999

National Commodity Futures Examination

Current Firm

SMITHBROOK, LLC

CRD#: 313679 / SEC#:

New York

Registered Investment Advisory firm - (2/22/2023 Approved)

Oregon

Registered Investment Advisory firm - (8/30/2022 Approved)

Washington

Registered Investment Advisory firm - (8/19/2021 Approved)

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Contact information

Main Address

Bend, OR

Mailing Address

740 Ne 3rd St. Suite 3, Pmb #94, Bend, OR 97701

Phone number

(206) 234-7095

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	61
AUM (Assets Under Management)	$ 77,193,904

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Scott R. Butterfield

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott R. Butterfield's CRS (Customer Relationship Summary).

Certified licenses

Experience

LNW

FILAMENT, LLC

FILAMENT, LLC

QUELLOS FUND SERVICES, LLC

QUELLOS PRIVATE CAPITAL MARKETS, L.P.

QUELLOS FIXED INCOME ADVISORS LLC

QUELLOS CAPITAL MANAGEMENT LP

CFT SECURITIES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/22/2000

Series 7

Date: 10/6/2000

Series 3

Date: 3/4/1999

Current Firm

SMITHBROOK, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SMITHBROOK, LLC

TRUST BUT VERIFY

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