Harvey S. Kelly

LEUMAS ADVISORS

SOUTHINGTON, CT

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CRD#: 3213076

Professional summary

Harvey Samuel Kelly is a registered financial advisor currently at LEUMAS ADVISORS, LLC located in Southington, Connecticut.

Harvey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Harvey has worked at 2 firms and has passed the Series 63 and Series 65 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SINCE 11/28/11, I HAVE SPENT 100% OF MY EMPLOYMENT TIME WORKING FOR THE PENSION FUNDS MANAGEMENT DIVISION OF THE OFFICE OF THE CONNECTICUT STATE TREASURER (OTT). SINCE 11/2/12, I HAVE BEEN EMPLOYED AS A PENSION FUNDS ANALYST. SOME OF MY CURRENT RESPONSIBILITIES INCLUDE: -MONITORING COMPLIANCE OF MONEY MANAGERS WITH THE SUBMISSION OF THEIR QUARTERLY UNAUDITED AND ANNUAL AUDITED FINANCIAL STATEMENTS -EVALUATING ANNUAL AUDITED FINANCIAL STATEMENTS FOR INFORMATION THAT MAY REQUIRE FURTHER REVIEW BY THE PENSION FUNDS MANAGEMENT DIVISION -DEVELOPING A TEMPLATE FOR NARRATIVE SECTIONS OF ANNUAL REPORTS FROM THE PENSION FUNDS MANAGEMENT DIVISION, WHICH ARE PUBLISHED IN THE COMBINED INVESTMENT FUNDS COMPREHENSIVE ANNUAL FINANCIAL REPORT OF THE CONNECTICUT STATE TREASURER -LEARNING STATE STREET BANK'S PRIVATE EQUITY PORTFOLIO SOFTWARE

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Harvey Samuel Kelly's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 18, 2003 - Present

LEUMAS ADVISORS, LLC

RIA

CRD#: 121577

SOUTHINGTON, CT

Past

June 8, 1999 - December 31, 2002

SPEAR CAPITAL MANAGEMENT, INC.

RIA

CRD#: 114364

WEST HARTFORD, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(3/18/2003)

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Exams

State Security Law Exam

Series 63

Date: 5/1/1999

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 4/3/1999

Uniform Investment Adviser Law Examination

Current Firm

LEUMAS ADVISORS, LLC

CRD#: 121577 / SEC#:

Connecticut

Registered Investment Advisory firm - (3/12/2003 Approved)

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Contact information

Main Address

Southington, CT

Mailing Address

Phone number

(860) 478-3571

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Harvey S. Kelly

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Harvey Samuel Kelly's CRS (Customer Relationship Summary).

Certified licenses

Experience

LEUMAS ADVISORS, LLC

SPEAR CAPITAL MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 5/1/1999

Series 65

Date: 4/3/1999

Current Firm

LEUMAS ADVISORS, LLC

Contact information

Documents

Red Flags

Company Information

LEUMAS ADVISORS, LLC

TRUST BUT VERIFY

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