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HK

Harvey S. Kelly

LEUMAS ADVISORS
SOUTHINGTON, CT
Some features on this profile are disabled
CRD#: 3213076
HK

Professional summary

Harvey Samuel Kelly is a registered financial advisor currently at LEUMAS ADVISORS, LLC located in Southington, Connecticut.

Harvey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Harvey has worked at 2 firms and has passed the Series 63 and Series 65 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Harvey Samuel Kelly's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 18, 2003 - Present

LEUMAS ADVISORS, LLC

RIA
CRD#: 121577
SOUTHINGTON, CT
Past

June 8, 1999 - December 31, 2002

SPEAR CAPITAL MANAGEMENT, INC.

RIA
CRD#: 114364
WEST HARTFORD, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Connecticut
(3/18/2003)

Exams

State Security Law Exam
RR
Series 63
Date: 5/1/1999
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 4/3/1999
Uniform Investment Adviser Law Examination

Current Firm

LA
LEUMAS ADVISORS, LLC
LEUMAS ADVISORS, LLC

CRD#: 121577 / SEC#:

Connecticut
Registered Investment Advisory firm - (3/12/2003 Approved)
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Contact information

Main Address
Southington, CT
Mailing Address
Phone number
(860) 478-3571
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LEUMAS ADVISORS, LLC

CRD#: 121577Southington, CT

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