Raphael Benincasa
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Raphael Benincasa was a registered financial professional .
Raphael is a previously registered financial professional and started their career in finance in 1999. Raphael had worked at 15 firms and has passed the Series 63, Series 25 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 18, 2013 - June 3, 2014
DME SECURITIES, LLC
September 14, 2012 - October 18, 2012
DLB SECURITIES L.L.C.
January 7, 2011 - April 26, 2011
TRANSCEND CAPITAL
October 9, 2009 - March 5, 2010
EKN FINANCIAL SERVICES INC.
August 14, 2007 - October 13, 2009
NORTHEAST SECURITIES, LLC
April 28, 2005 - May 10, 2005
HLA SECURITIES INC
June 9, 2004 - March 30, 2005
HLA SECURITIES INC
May 11, 2004 - March 21, 2005
JAMES ROBERT BURKE
January 16, 2004 - May 13, 2004
DIRECT ACCESS PARTNERS LLC
October 3, 2003 - November 4, 2003
LEK SECURITIES CORPORATION
February 13, 2002 - October 6, 2003
EAGLE RIDGE SECURITIES, INC.
November 29, 2001 - December 21, 2001
ARMATO SECURITIES CORP.
September 27, 2001 - November 19, 2001
G&L PARTNERS, LLC
August 27, 2001 - January 16, 2002
STEVENS, ALAN BEN
May 10, 2001 - October 25, 2001
HLA SECURITIES INC
October 1, 2000 - August 20, 2001
SAFIR SECURITIES, INC.
November 26, 1999 - February 18, 2000
TIJA MANAGEMENT, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 25
Date: 2/17/2000
NYSE Trading Assistant ExaminationCurrent Firm
DME SECURITIES, LLC
CRD#: 112584 / SEC#: , 8-53280
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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