Francis F. Chiou
Professional summary
Francis F Chiou, who also goes by Frank Chiou, Francis Chiou, is a registered financial professional currently at THE BENCHMARK COMPANY, LLC located in New York, New York.
Francis is registered as a RR (Registered Representative) and started their career in finance in 1999. Francis has worked at 7 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Francis F Chiou's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 19, 2022 - Present
THE BENCHMARK COMPANY, LLC
Office #1: 150 E 58th Street 17th Floor, New York, NY 10155June 20, 2017 - September 7, 2022
STEPHENS
January 12, 2010 - July 6, 2017
WILLIAM BLAIR
April 5, 2005 - December 21, 2009
THOMAS WEISEL PARTNERS LLC
May 8, 2003 - April 25, 2005
CANACCORD GENUITY LLC
March 9, 2001 - April 11, 2003
GOLDMAN SACHS & CO. LLC
June 4, 1999 - March 15, 2001
GLEACHER & COMPANY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/24/2023)
(8/22/2025)
(7/14/2025)
(8/22/2025)
(10/19/2022)
(9/22/2023)
Exams
FINRA
Nasdaq Stock Market
Current Firm
THE BENCHMARK COMPANY, LLC
CRD#: 22982 / SEC#: , 8-40081
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 1 |
Red Flags
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