William A. Shriner
Professional summary
William Anthony Shriner was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
William is a previously registered financial advisor and started their career in finance in 1999. Prior to being barred, William had worked at 4 firms, which includes UNION PLANTERS INVESTMENT ADVISORS INC., PFIC SECURITIES CORPORATION, FIDUCIAL INVESTMENT ADVISORS INC., RAYMOND JAMES FINANCIAL SERVICES INC..
Question & Answer
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Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 29, 2002 - July 14, 2004
UNION PLANTERS INVESTMENT ADVISORS, INC.
November 1, 2002 - July 14, 2004
PFIC SECURITIES CORPORATION
May 24, 2002 - October 31, 2002
FIDUCIAL INVESTMENT ADVISORS, INC.
December 11, 2001 - October 31, 2002
FIDUCIAL INVESTMENT ADVISORS, INC.
October 27, 1999 - October 25, 2001
RAYMOND JAMES FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current firm
No current employment
Red Flags
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