AC
Angelo S. Ciccarelli
KEY INVESTMENT SERVICES LLC
Lancaster, NY 14086
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CRD#: 3212586
AC
Professional summary
Angelo Salvatore Ciccarelli, CFP®, who also goes by Angelo S Ciccarelli, is a registered financial advisor currently at KEY INVESTMENT SERVICES LLC located in Lancaster, New York.
Angelo is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Angelo has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Angelo S Ciccarelli
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) YOUTH ICE HOCKEY REFEREE. I OFFICIATE ICE HOCKEY GAMES; 2) WNYHOA; POSITION: At-Large Director NATURE: Assign ice hockey referees to local youth hockey games. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 11/15/2023; ADDRESS: P.O. Box 442, BUFFALO NY 14425, United States; DESCRIPTION: WNYHOA is a local ice hockey referee member group that provides assigning of local youth hockey games. I am on the board of directors as the At Large member. My responsibilities include, scheduling meeting, member engagement, and other supportive tasks.
CRS (Client Relationship Summary) - RIA
Click below to view Angelo Salvatore Ciccarelli's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Angelo Salvatore Ciccarelli's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2014
Experience
Current
May 9, 2021 - Present
KEY INVESTMENT SERVICES LLC
Office #1: 5207 Broadway, Lancaster, NY 14086RIA
BD
CRD#: 136300
Lancaster, NY
Current
July 11, 2012 - Present
KEY INVESTMENT SERVICES LLC
Office #1: 5207 Broadway, Lancaster, NY 14086RIA
BD
CRD#: 136300
Lancaster, NY
Past
March 5, 2010 - July 11, 2012
HSBC SECURITIES (USA) INC.
RIA
CRD#: 19585
EAST AMHERST, NY
Past
January 1, 2005 - July 11, 2012
HSBC SECURITIES (USA) INC.
BD
CRD#: 19585
EAST AMHERST, NY
Past
April 25, 2001 - January 1, 2005
HSBC BROKERAGE (USA) INC.
BD
CRD#: 6956
NEW YORK, NY
Past
April 27, 1999 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
NEW YORK, NY
Past
April 27, 1999 - January 20, 2000
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KI
KEY INVESTMENT SERVICES LLC
KEY INVESTMENT SERVICES LLC
CRD#: 136300 / SEC#: 801-65060, 8-66999
RIA
Registered Investment Advisory firm - SEC (1/3/2006 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/3/2019)
RR
Florida(7/13/2012)
RR
Maryland(3/3/2023)
RR
New York(7/11/2012)
IAR
New York(5/9/2021)
RR
Ohio(4/21/2020)
RR
Pennsylvania(7/11/2012)
RR
South Carolina(1/9/2013)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KI
KEY INVESTMENT SERVICES LLC
KEY INVESTMENT SERVICES LLC
CRD#: 136300 / SEC#: 801-65060, 8-66999
RIA
Registered Investment Advisory firm - SEC (1/3/2006 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144
Mailing Address
4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144
Phone number
(888) 547-2968
Established
Ohio since 06/08/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,131
SEC notice filing (44 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KEYBANC CAPITAL MARKETS INC. | SOLE OWNER | 566 |
| CALABRESE, GIUSEPPE NMN | CO-CEO/PRESIDENT | 5013231 |
| DOUCE, MARK IVAN | CHIEF COMPLIANCE OFFICER | 2959137 |
| GULLA, MATTHEW TODD | CHIEF ADMINISTRATIVE OFFICER | 3040637 |
| HOTZ, BURTON BRUCE NICHOLAS | CHIEF RISK OFFICER | 3025138 |
| JANOFSKY, PAULA MARIE | OPERATIONS OFFICER | 2882776 |
| KOVACHICK, MARK ALLAN | CHIEF FINANCIAL OFFICER/DIRECTOR | 5390571 |
| SCHMIDT, SOLOMON LEE | CO-CEO/PRESIDENT | 4404279 |
| SKARDA, JOSEPH BRIEL | HEAD OF KEY WEALTH MANAGEMENT | 4288186 |
| THEBERGE, JONATHAN MARC | CHIEF OPERATIONS OFFICER | 7722891 |
| WEICK, PAUL ALFRED II | CHIEF LEGAL OFFICER | 2286289 |
Regulatory assets under management
| Total Number of Accounts | 27,533 |
| AUM (Assets Under Management) | $ 6,107,213,206 |
Disclosures
| Regulatory Event | 4 |
Red Flags
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Company Information
KEY INVESTMENT SERVICES LLC
CRD#: 136300Lancaster, NY 14086TRUST BUT VERIFY
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