Robert I. Kully
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Israel Kully was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2000. Robert had worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 16, 2018 - October 5, 2023
WESTERN INTERNATIONAL SECURITIES, INC.
June 1, 2015 - April 13, 2018
AXIOM CAPITAL MANAGEMENT, INC.
August 13, 2013 - June 5, 2015
FINANCIAL WEST GROUP
August 12, 2013 - June 5, 2015
FINANCIAL WEST GROUP
April 22, 2005 - March 4, 2013
CROWN CAPITAL SECURITIES, L.P.
April 15, 2005 - March 4, 2013
CROWN CAPITAL SECURITIES, L.P.
February 18, 2004 - December 31, 2004
VSR FINANCIAL SERVICES, INC.
August 5, 2002 - December 31, 2004
VSR FINANCIAL SERVICES, INC.
February 22, 2000 - June 11, 2002
GWR INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WESTERN INTERNATIONAL SECURITIES, INC.
CRD#: 39262 / SEC#: 801-68953, 8-48572
Contact information
FINRA licenses (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 10,904 |
| AUM (Assets Under Management) | $ 3,512,564,746 |
Disclosures
| Regulatory Event | 15 |
| Civil Event | 1 |
| Arbitration | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/05/2024 | ||
| 06/28/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
