Gordon C. Martin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gordon Charles Martin was a registered financial professional .
Gordon is a previously registered financial professional and started their career in finance in 1970. Gordon had worked at 10 firms and has passed the Series 63, Series 65, SIE, Series 1, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 6, 2001 - August 1, 2019
ALLSTATE FINANCIAL SERVICES, LLC
October 12, 1999 - August 30, 2001
AMERITAS INVESTMENT COMPANY, LLC
February 26, 1999 - December 3, 1999
HERITAGE BENEFITS FINANCIAL SERVICES, INC.
June 8, 1994 - December 31, 1998
ENERIC FINANCIAL SERVICES, INC.
May 26, 1993 - June 15, 1994
PAULSON INVESTMENT COMPANY LLC
May 15, 1989 - August 19, 1992
MARTIN NELSON & CO., INC.
July 7, 1982 - May 15, 1989
FIRST AFFILIATED SECURITIES, INC.
September 26, 1978 - August 9, 1982
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 24, 1976 - September 26, 1978
WHITE, WELD & CO. INCORPORATED
September 8, 1970 - December 12, 1976
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 11/15/1968
Registered Representative ExaminationCurrent Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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