Christopher M. Mulligan

NATIXIS DISTRIBUTION

Boston, MA 02199-8197

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CRD#: 3211998

Professional summary

Christopher Michael Mulligan, who also goes by Chris Mulligan, Christopher Mulligan, is a registered financial professional currently at NATIXIS DISTRIBUTION, LLC located in Boston, Massachusetts.

Christopher is registered as a RR (Registered Representative) and started their career in finance in 1999. Christopher has worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Chris Mulligan | Christopher Mulligan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher Michael Mulligan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 23, 2014 - Present

NATIXIS DISTRIBUTION, LLC

Office #1: 888 Boylston Street Suite 800, Boston, MA 02199-8197

CRD#: 34754

Boston, MA

Past

June 20, 2007 - September 22, 2008

PRINCIPAL SECURITIES, INC.

CRD#: 1137

DES MOINES, IA

Past

July 8, 2005 - January 24, 2014

PRINCIPAL FUNDS DISTRIBUTOR, INC.

CRD#: 43261

DES MOINES, IA

Past

June 4, 2004 - July 12, 2005

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

RADNOR, PA

Past

March 12, 2003 - February 11, 2004

AMUNDI DISTRIBUTOR US, INC.

CRD#: 24497

BOSTON, MA

Past

June 4, 2001 - December 5, 2002

AMUNDI DISTRIBUTOR US, INC.

CRD#: 24497

BOSTON, MA

Past

October 1, 1999 - January 24, 2001

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Past

August 16, 1999 - September 16, 1999

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

August 16, 1999 - September 16, 1999

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Kansas
(1/23/2014)

Missouri
(1/23/2014)

Nebraska
(1/23/2014)

North Dakota
(7/29/2025)

South Dakota
(1/23/2014)

Exams

State Security Law Exam

Series 63

Date: 11/22/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/12/1999

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

NATIXIS DISTRIBUTION, LLC

CRD#: 34754 / SEC#: , 8-46325

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

888 Boylston Street Suite 800, Boston, MA 02199-8197

Mailing Address

888 Boylston Street Suite 800, Boston, MA 02199-8197

Phone number

(617) 449-2828

Established

Delaware since 07/23/1993

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
NATIXIS INVESTMENT MANAGERS, LLC	SOLE MEMBER
GIUNTA, DAVID LAWRENCE	PRESIDENT, CHIEF EXECUTIVE OFFICER	2290469
LOUREIRO, ANTHONY DAVID	CHIEF COMPLIANCE OFFICER	2087464
PINASMITH, BEATRIZ ANA	EXECUTIVE VICE PRESIDENT, PRINCIPAL FINANCIAL OFFICER	2220599
ROSH, MARILYN VINTON	SENIOR VICE PRESIDENT, PRINCIPAL OPERATIONS OFFICER	4206001
TOBIN, SUSAN MCWHAN	EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL	4649471

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Christopher M. Mulligan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher Michael Mulligan's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRINCIPAL SECURITIES, INC.

PRINCIPAL FUNDS DISTRIBUTOR, INC.

LINCOLN FINANCIAL DISTRIBUTORS, INC.

AMUNDI DISTRIBUTOR US, INC.

AMUNDI DISTRIBUTOR US, INC.

EDWARD JONES

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 11/22/1999

SIE

Date: 10/1/2018

Series 7

Date: 8/12/1999

FINRA

Current Firm

NATIXIS DISTRIBUTION, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

NATIXIS DISTRIBUTION, LLC

TRUST BUT VERIFY

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