Lynda D. Gregory

BOULDER CANYON FINANCIAL

Lafayette, CO

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CRD#: 3211973

Professional summary

Lynda Diane Gregory, CFP®, who also goes by Lynda Gregory, is a registered financial advisor currently at BOULDER CANYON FINANCIAL located in Lafayette, Colorado.

Lynda is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Lynda has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lynda Gregory

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

REEFS TO ROCKIES-CO-OWNER, SILENT PARTNER-ORGANIZE TRAVEL PLANS FOR GROUPS.START DATE 01/01/2009 LOCATED AT DENVER CO 80207. THE COMPANY CUSTOMIZES ITINERARIES FOR GROUPS OF INDIVIDUALS FOR THE PURPOSE OF TRAVELING SUSTAINABLY TO BIOIVERSE HOTSPOTS. WORK LESS THEN 20 HRS A MONTH.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lynda Diane Gregory's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2015

Experience

Current

September 29, 2020 - Present

BOULDER CANYON FINANCIAL

RIA

CRD#: 310148

Lafayette, CO

Past

March 7, 2018 - June 15, 2020

BSW WEALTH PARTNERS

RIA

CRD#: 107485

BOULDER, CO

Past

August 12, 2005 - March 20, 2017

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

BOULDER, CO

Past

May 18, 2004 - March 20, 2017

CHARLES SCHWAB & CO., INC.

CRD#: 5393

BOULDER, CO

Past

February 27, 2001 - May 10, 2004

NEW ENGLAND SECURITIES

RIA

CRD#: 615

DENVER, CO

Past

September 21, 2000 - May 10, 2004

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Past

October 8, 1999 - August 29, 2000

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

October 8, 1999 - August 29, 2000

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(9/29/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/31/2000

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/12/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 3/20/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/7/1999

General Securities Representative Examination

Current Firm

BOULDER CANYON FINANCIAL

BOULDER CANYON FINANCIAL | BOULDER CANYON FINANCIAL PARTNERS, LLC

CRD#: 310148 / SEC#:

Colorado

Registered Investment Advisory firm - (9/29/2020 Approved)

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Contact information

Main Address

Lafayette, CO

Mailing Address

Phone number

(303) 960-7905

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	83
AUM (Assets Under Management)	$ 16,774,653

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Lynda D. Gregory

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lynda Diane Gregory's CRS (Customer Relationship Summary).

Certified licenses

Experience

BSW WEALTH PARTNERS

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

NEW ENGLAND SECURITIES

NEW ENGLAND SECURITIES

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/31/2000

Series 63

Date: 1/12/2000

SIE

Date: 3/20/2017

Series 7

Date: 10/7/1999

Current Firm

BOULDER CANYON FINANCIAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BOULDER CANYON FINANCIAL

TRUST BUT VERIFY

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