FM
Frederick K. Martin
DISCIPLINED GROWTH INVESTORS
Minneapolis, MN 55402-1227
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CRD#: 321196
FM
Professional summary
Frederick Kane Martin is a registered financial advisor currently at DISCIPLINED GROWTH INVESTORS INC located in Minneapolis, Minnesota and PARALEL DISTRIBUTORS located in Minneapolis, Minnesota.
Frederick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1969. Frederick has worked at 5 firms and has passed the Series 63, Series 65, Series 99TO, SIE, Series 6, Series 3, Series 7 and Series 1 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
DGI, 150 S 5TH STREET, #2550, MINNEAPOLIS, MN 55402, BUSINESS IS INVESTMENT RELATED - RIA, 160 HOURS/MONTH, 130 HRS/MON DURING TRADING HOURS
CRS (Client Relationship Summary) - RIA
Click below to view Frederick Kane Martin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 26, 2006 - Present
DISCIPLINED GROWTH INVESTORS INC
Office #1: 150 South Fifth Street Suite 2550, Minneapolis, MN 55402-1227RIA
CRD#: 106746
Minneapolis, MN
Current
July 16, 2025 - Present
PARALEL DISTRIBUTORS
Office #1: 150 S. Fifth Street, Minneapolis, MN 55402BD
CRD#: 316115
Minneapolis, MN
Past
September 7, 2011 - July 11, 2025
ALPS DISTRIBUTORS, INC.
BD
CRD#: 16853
MINNEAPOLIS, MN
Past
January 5, 1979 - February 24, 1997
UBS ASSET MANAGEMENT (US) INC.
BD
CRD#: 583
NEW YORK, NY
Past
December 6, 1969 - May 19, 1975
SECURITY CAPITAL CO., INC.
BD
CRD#: 992
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DG
DISCIPLINED GROWTH INVESTORS INC
DISCIPLINED GROWTH INVESTORS INC
CRD#: 106746 / SEC#: 801-53297
RIA
Registered Investment Advisory firm - (12/11/1996 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/16/2025)
RR
Alaska(7/16/2025)
RR
Arizona(7/16/2025)
RR
Arkansas(7/16/2025)
RR
California(7/16/2025)
RR
Colorado(7/16/2025)
RR
Connecticut(7/16/2025)
RR
Delaware(7/16/2025)
RR
District of Columbia(7/16/2025)
RR
Florida(7/16/2025)
RR
Georgia(7/16/2025)
RR
Hawaii(7/16/2025)
RR
Idaho(7/16/2025)
RR
Illinois(7/16/2025)
RR
Indiana(7/16/2025)
RR
Iowa(7/16/2025)
RR
Kansas(7/16/2025)
RR
Kentucky(7/16/2025)
RR
Louisiana(7/16/2025)
RR
Maine(7/16/2025)
RR
Maryland(7/16/2025)
RR
Massachusetts(7/16/2025)
RR
Michigan(7/16/2025)
RR
Minnesota(7/16/2025)
RR
Mississippi(7/16/2025)
RR
Missouri(7/16/2025)
RR
Montana(7/16/2025)
RR
Nebraska(7/16/2025)
RR
Nevada(7/16/2025)
RR
New Hampshire(7/16/2025)
RR
New Jersey(7/16/2025)
RR
New Mexico(7/16/2025)
RR
New York(7/16/2025)
RR
North Carolina(7/16/2025)
RR
North Dakota(7/16/2025)
RR
Ohio(7/21/2025)
RR
Oklahoma(7/16/2025)
RR
Oregon(7/16/2025)
RR
Pennsylvania(7/16/2025)
RR
Rhode Island(7/16/2025)
RR
South Carolina(7/16/2025)
RR
South Dakota(7/16/2025)
RR
Tennessee(7/16/2025)
IAR
Texas(4/26/2006)
RR
Texas(7/16/2025)
RR
Utah(7/16/2025)
RR
Vermont(7/16/2025)
RR
Virginia(7/16/2025)
RR
Washington(7/16/2025)
RR
West Virginia(7/16/2025)
RR
Wisconsin(7/16/2025)
RR
Wyoming(7/16/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 12/6/1969
Registered Representative ExaminationSRO Registrations
RR
FINRA
Current Firm
DG
DISCIPLINED GROWTH INVESTORS INC
DISCIPLINED GROWTH INVESTORS INC
CRD#: 106746 / SEC#: 801-53297
RIA
Registered Investment Advisory firm - (12/11/1996 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
150 South Fifth Street Suite 2550, Minneapolis, MN 55402-1227
Mailing Address
Phone number
(612) 317-4100
Established
Firm type
Fiscal year end
# of Employees
22
SEC notice filing (23 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 142 |
| AUM (Assets Under Management) | $ 5,752,282,085 |
Red Flags
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Company Information
DISCIPLINED GROWTH INVESTORS INC
CRD#: 106746Minneapolis, MN 55402-1227TRUST BUT VERIFY
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Contact information
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