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DS

David R. Snellenbarger

SOLIC CAPITAL LLC
CHICAGO, IL 60606
Some features on this profile are disabled
CRD#: 3211803
DS

Professional summary


David Reid Snellenbarger, who also goes by Reid Snellenbarger, is a registered financial professional currently at SOLIC CAPITAL LLC located in Chicago, Illinois.

David is registered as a RR (Registered Representative) and started their career in finance in 1999. David has worked at 4 firms and has passed the Series 63, Series 82TO, Series 79TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Reid Snellenbarger

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view David Reid Snellenbarger's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 12, 2024 - Present

SOLIC CAPITAL LLC

Office #1: 444 West Lake Street Suite 2450, Chicago, IL 60606
BD
CRD#: 158911
CHICAGO, IL
Past

April 20, 2023 - July 21, 2023

LAZARD FRERES & CO. LLC

BD
CRD#: 2528
CHICAGO, IL
Past

February 3, 2006 - April 21, 2023

HOULIHAN LOKEY CAPITAL, INC.

BD
CRD#: 17708
CHICAGO, IL
Past

June 30, 1999 - March 31, 2005

PRICEWATERHOUSECOOOPERS CORPORATE FINANCE LLC

BD
CRD#: 41461
CHICAGO, IL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Illinois
(1/12/2024)

Exams


State Security Law Exam
RR
Series 63
Date: 9/1/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 82TO
Date: 4/20/2023
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


SC
SOLIC CAPITAL LLC
SOLIC CAPITAL LLC

CRD#: 158911 / SEC#: , 8-68942

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
444 West Lake Street Suite 2450, Chicago, IL 60606
Mailing Address
444 West Lake Street Suite 2450, Chicago, IL 60606
Phone number
(847) 583-1618
Established
Delaware since 05/24/2011
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
SOLIC HOLDINGS LLCMEMBER
CASAS, EDWARD RAULMANAGING MEMBER4813169
LENART, BRIAN DOUGLASEXECUTIVE REP, CCO, AMLCO, CFO, FINOP, PFO/POO736107

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SOLIC CAPITAL LLC

CRD#: 158911Chicago, IL 60606

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