Curtis H. Brown
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Curtis Hammond Brown was a registered financial professional .
Curtis is a previously registered financial professional and started their career in finance in 1969. Curtis had worked at 7 firms and has passed the Series 63, Series 1, Series 27, Series 4 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 7, 1997 - January 16, 2018
ENSEMBLE CAPITAL MANAGEMENT, LLC
September 10, 1990 - October 16, 1997
CITIGROUP GLOBAL MARKETS INC.
September 17, 1980 - September 25, 1990
PACIFIC SECURITIES, INC.
February 27, 1979 - October 30, 1980
ROBERTSON, STEPHENS & COMPANY LLC
August 31, 1977 - March 12, 1979
SHUMAN, AGNEW & CO., INC.
March 3, 1972 - August 16, 1977
SHUMAN, AGNEW & CO., INC.
April 21, 1969 - March 7, 1972
L. F. ROTHSCHILD & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/15/1961
Registered Representative ExaminationSeries 00
Date: 5/31/1968
General Securities Principal ExaminationCurrent Firm
ENSEMBLE CAPITAL MANAGEMENT, LLC
CRD#: 107213 / SEC#: 801-54850
Contact information
Regulatory assets under management
| Total Number of Accounts | 741 |
| AUM (Assets Under Management) | $ 1,662,677,939 |
Red Flags
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