Michael Ray Sierra
Professional Summary
Michael Ray Sierra, who also goes by Mike Sierra, is a registered financial advisor currently at 1900 WEALTH located in San Antonio, Texas. Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Michael has worked at 2 firms and has passed the Series 6 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Mike Sierra
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
27 years in the financial services industry
Current & Past Employments
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Current Firm
1900 WEALTH | MONTICELLO WEALTH MANAGEMENT, LLC | 1900 WEALTH MANAGEMENT LLC
Contact Information
Main Address
1900 Broadway Suite 900, San Antonio, TX 78215Phone Number
(210) 736-7770# of Employees
22SEC notice filing (1 States and Territories)
Registered to provide investment advisory services in 1 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
1,067AUM (Assets Under Management)
$3,071,004,999Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/01/2026 | Cover Page | Report |
| 11/05/2025 | Cover Page | Report |
| 10/04/2024 | Cover Page | Report |
| 10/13/2023 | Cover Page | Report |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
1900 WEALTH | MONTICELLO WEALTH MANAGEMENT, LLC | 1900 WEALTH MANAGEMENT LLC
State Registrations and Notice Filings
(3/29/2023)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed May 1999About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Nov 2002About the Series 26 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Michael Ray Sierra's CRS (Customer Relationship Summary).
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