Donald C. Martin
Professional summary
Donald Cleygette Martin was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Donald is a previously registered financial advisor and started their career in finance in 1968. Prior to being barred, Donald had worked at 24 firms, which includes THE LEADERS GROUP INC., SECURITIES AMERICA ADVISORS INC., SECURITIES AMERICA INC., UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER, SUNAMERICA SECURITIES INC., KEOGLER MORGAN & COMPANY INC., AMERITAS INVESTMENT COMPANY LLC, TRANSAMERICA FINANCIAL ADVISORS LLC, JOHN HANCOCK DISTRIBUTORS LLC, PW SECURITIES INC., CARILLON INVESTMENTS INC., MADISON CAPITAL CORP., OSAIC FS INC., LOWRY FINANCIAL SERVICES CORPORATION, INTEGRATED RESOURCES EQUITY CORPORATION, GROVE POINT INVESTMENTS LLC, FSC SECURITIES CORPORATION, MONARCH SECURITIES INC., COZAD INVESTMENT SERVICES INC., GENERAL AMERICAN LIFE INSURANCE COMPANY, PROVIDENT MARKETING CORPORATION, PROVIDENT NATIONAL EQUITIES INC., NEW ENGLAND SECURITIES, SIGNATOR INVESTORS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2004 - October 12, 2005
THE LEADERS GROUP, INC.
July 3, 2000 - December 10, 2002
SECURITIES AMERICA ADVISORS, INC.
April 12, 2000 - December 5, 2002
SECURITIES AMERICA, INC.
January 16, 1998 - August 12, 1998
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
April 19, 1994 - October 1, 1996
SUNAMERICA SECURITIES, INC.
June 11, 1992 - February 15, 1994
KEOGLER, MORGAN & COMPANY, INC.
September 19, 1991 - June 22, 1992
AMERITAS INVESTMENT COMPANY, LLC
April 1, 1991 - September 24, 1991
TRANSAMERICA FINANCIAL ADVISORS, LLC
May 30, 1990 - September 14, 1990
JOHN HANCOCK DISTRIBUTORS LLC
May 14, 1990 - April 1, 1991
PW SECURITIES, INC.
October 20, 1989 - June 5, 1990
CARILLON INVESTMENTS, INC.
October 4, 1988 - November 4, 1989
MADISON CAPITAL CORP.
April 26, 1988 - October 4, 1988
OSAIC FS, INC.
December 2, 1987 - May 4, 1988
LOWRY FINANCIAL SERVICES CORPORATION
May 15, 1986 - February 24, 1988
INTEGRATED RESOURCES EQUITY CORPORATION
March 27, 1985 - May 19, 1986
GROVE POINT INVESTMENTS, LLC
March 27, 1984 - March 14, 1985
FSC SECURITIES CORPORATION
December 8, 1983 - July 23, 1984
MONARCH SECURITIES, INC.
November 23, 1983 - April 18, 1984
COZAD INVESTMENT SERVICES, INC.
December 26, 1979 - January 15, 1981
GENERAL AMERICAN LIFE INSURANCE COMPANY
January 14, 1977 - March 15, 1980
PROVIDENT MARKETING CORPORATION
March 27, 1975 - January 14, 1977
PROVIDENT NATIONAL EQUITIES, INC.
September 15, 1971 - June 10, 1978
NEW ENGLAND SECURITIES
September 6, 1968 - January 1, 1972
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/29/1968
Registered Representative ExaminationCurrent Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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