Thomas E. Westrick

RPC PRIVATE WEALTH

Hinsdale, IL 60521

Some features on this profile are disabled

CRD#: 3211113

Professional summary

Thomas Edward Westrick, CFP® is a registered financial advisor currently at RPC PRIVATE WEALTH, LLC located in Hinsdale, Illinois.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Thomas has worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) RETIREMENT PROGRAMS Co. LLC. 120 E OGDEN AVE. STE. 102 HINSDALE IL 60521. START DATE-4/20/01. 20HRS/WK. POSITION-FINANCIAL CONSULTANT. JOB FUNCTIONS-FINANCIAL PLANNING, ASSIST W/CLIENT PAPERWORK & PHONE CALLS, MANAGES CLIENT DATA MANAGEMENT PROGRAM. (2) Real Estate; Rockford, IL; not investment related; Duties: invest in house to get rental income; Amount of time: > 1 hour/month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Edward Westrick's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

November 13, 2018 - Present

RPC PRIVATE WEALTH, LLC

Office #1: 120 E. Ogden Avenue Suite 102, Hinsdale, IL 60521

RIA

CRD#: 298527

Hinsdale, IL

Past

August 2, 2016 - February 26, 2019

PRIVATE VISTA, LLC

RIA

CRD#: 108084

Hinsdale, IL

Past

March 22, 2011 - August 1, 2016

WNA WEALTH ADVISORS, INC.

RIA

CRD#: 106792

HINSDALE, IL

Past

November 1, 2010 - December 1, 2020

APW CAPITAL, INC.

CRD#: 43814

HINSDALE, IL

Past

August 28, 2009 - September 10, 2010

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

HINSDALE, IL

Past

October 28, 2002 - August 28, 2009

WATERSTONE FINANCIAL GROUP, INC.

CRD#: 10078

HINSDALE, IL

Past

April 17, 2001 - October 28, 2002

DREHER & ASSOCIATES, INC.

CRD#: 8665

OAKBROOK TERRACE, IL

Past

January 31, 2001 - March 6, 2001

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

January 31, 2001 - March 6, 2001

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

June 21, 2000 - December 31, 2000

LASALLE ST SECURITIES, L.L.C.

CRD#: 7191

ELMHURST, IL

Past

April 23, 1999 - June 7, 2000

DREHER & ASSOCIATES, INC.

CRD#: 8665

OAKBROOK TERRACE, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RPC PRIVATE WEALTH, LLC

CRD#: 298527 / SEC#: 801-116685

RIA

Registered Investment Advisory firm - (5/24/2019 Approved)

Illinois

Registered Investment Advisory firm - (5/24/2019 Terminated)

Texas

Registered Investment Advisory firm - (6/3/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(11/13/2018)

IAR

Texas
(1/10/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/26/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/21/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/19/1999

General Securities Representative Examination

Current Firm

RPC PRIVATE WEALTH, LLC

CRD#: 298527 / SEC#: 801-116685

RIA

Registered Investment Advisory firm - (5/24/2019 Approved)

Illinois

Registered Investment Advisory firm - (5/24/2019 Terminated)

Texas

Registered Investment Advisory firm - (6/3/2019 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

120 E. Ogden Avenue Suite 102, Hinsdale, IL 60521

Mailing Address

Phone number

(630) 887-8488

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A-RPC WEALTH MANAGEMENT, LLC (2/20/2025)

Regulatory assets under management

Total Number of Accounts	1,116
AUM (Assets Under Management)	$ 252,421,380

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Michael Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL

James Flanagan

INDEPENDENT FINANCIAL GROUP, LLC

IAR

Downers Grove, IL

Louis Paster

UBS FINANCIAL SERVICES INC.

IAR

Chicago, IL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Thomas E. Westrick

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Edward Westrick's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIVATE VISTA, LLC

WNA WEALTH ADVISORS, INC.

APW CAPITAL, INC.

PURSHE KAPLAN STERLING INVESTMENTS

WATERSTONE FINANCIAL GROUP, INC.

DREHER & ASSOCIATES, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

LASALLE ST SECURITIES, L.L.C.

DREHER & ASSOCIATES, INC.

Primary Firm SEC Registration

RPC PRIVATE WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/26/2002

Series 63

Date: 5/21/1999

SIE

Date: 10/1/2018

Series 7

Date: 4/19/1999

Current Firm

RPC PRIVATE WEALTH, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RPC PRIVATE WEALTH, LLC

TRUST BUT VERIFY

Similar Advisors