Danny B. Martin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Danny Brooks Martin was a registered financial professional .
Danny is a previously registered financial professional and started their career in finance in 1972. Danny had worked at 14 firms and has passed the Series 63, Series 65, Series 22, Series 3 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 12, 2018 - February 1, 2019
STEEL GROVE CAPITAL ADVISORS, LLC
July 1, 2013 - May 7, 2014
TRESTLE POINT, LLC
September 9, 2005 - December 31, 2017
STEEL GROVE CAPITAL ADVISORS, LLC
July 12, 2004 - December 31, 2005
GREEN SQUARE SECURITIES, LLC
December 18, 2000 - May 21, 2004
HSBC SECURITIES (USA) INC.
July 15, 1999 - August 30, 2000
RBC CAPITAL MARKETS, LLC
March 17, 1997 - November 17, 1997
LANGDON P. COOK GOVERNMENT SECURITIES, LLC
January 25, 1995 - January 31, 1997
AMERISTAR CAPITAL MARKETS, INC.
September 13, 1994 - February 2, 1995
MCVEAN TRADING & INVESTMENTS, INC.
January 30, 1991 - March 2, 1993
AUBREY G. LANSTON & CO., INC.
January 9, 1990 - November 15, 1990
SCHRODER & CO. INC.
July 25, 1987 - April 15, 1989
MERRILL LYNCH GOVERNMENT SECURITIES INC.
February 24, 1978 - January 12, 1981
MORGAN STANLEY DW INC.
June 29, 1976 - February 24, 1978
DEAN WITTER & CO. INCORPORATED
July 12, 1972 - August 2, 1976
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
Primary Firm SEC Registration
STEEL GROVE CAPITAL ADVISORS, LLC
CRD#: 115231 / SEC#: 801-60517
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 7/10/1972
Registered Representative ExaminationCurrent Firm
STEEL GROVE CAPITAL ADVISORS, LLC
CRD#: 115231 / SEC#: 801-60517
Contact information
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 878 |
| AUM (Assets Under Management) | $ 1,360,070,395 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/28/2025 | ||
| 05/03/2024 | ||
| 04/30/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
