Daniel M. Martin

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CRD#: 321102

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Daniel Michael Martin, who also goes by Daniel Micheal Martin, was a registered financial professional .

Daniel is a previously registered financial professional and started their career in finance in 1972. Daniel had worked at 7 firms and has passed the Series 66, Series 7TO, SIE, Series 1 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Daniel Micheal Martin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME OF ENTITY:SIGMA ALPHA EPSILON ALUMNI ADVISORY BOARD; No; 3602 N 14TH ST; TACOMA; WA; 98406; NON-PROFIT ORGANIZATION; ADVISORY MEMBER; 6/1/2016; 3; 0; PROVIDE GUIDANCE FOR THE ACTIVE CHAPTER|NAME OF ENTITY:MARTIN HAUGH FINANCIAL; Yes; 8625 SW CASCADE AVE STE 104; BEAVERTON; OR; 97008; FINANCIAL SERVICES/DBA; FINANCIAL ADVISOR; 3/1/2015; 80; 60; SALE AND SERVICE OF INSURANCE,SECURITIES AND INVESTMENT PRODUCTS|NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 8625 SW CASCADE AVE STE 104; Beaverton; OR; 97008; fixed insurance sales; independent insurance agent; 9/10/2018; 10; 10; sales|NAME OF ENTITY:WESTSTAR FINANCIAL GROUP; Yes; 8625 SW Cascade Ave Ste 104; Beaverton; OR; 97008; FINANCIAL SERVICES/DBA; INVESTMENT ADVISOR REPRESENTATIVE; 7/23/2015; 80; 80; SALE AND SERVICE FIXED INSURANCE,SECURITIES AND INVESTMENT PRODUCTS.|NAME OF ENTITY:life settlements; No; 8625 SW Cascade Ave Ste 104; Beaverton; OR; 97008; life settlements; agent; 9/10/2018; 10; 10; provide life settlement products|

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 29, 2023 - December 31, 2024

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

TIGARD, OR

Past

June 9, 2021 - June 29, 2023

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

TIGARD, OR

Past

June 9, 2021 - December 31, 2024

CETERA WEALTH SERVICES, LLC

CRD#: 13572

TIGARD, OR

Past

January 1, 2004 - June 9, 2021

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

TIGARD, OR

Past

January 1, 2004 - June 9, 2021

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

TIGARD, OR

Past

February 27, 2003 - January 1, 2004

LOCUST STREET SECURITIES, INC.

RIA

CRD#: 1703

PORTLAND, OR

Past

October 9, 2002 - December 31, 2004

DAN MARTIN DBA WESTSTAR FINANCIAL GROUP

RIA

CRD#: 117779

VANCOUVER, WA

Past

April 13, 2000 - February 3, 2003

WALNUT STREET SECURITIES, INC.

CRD#: 15840

EL SEGUNDO, CA

Past

September 13, 1984 - September 19, 1984

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

February 11, 1972 - January 1, 2004

LOCUST STREET SECURITIES, INC.

CRD#: 1703

DES MOINES, IA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/13/2000

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/2/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 1

Date: 2/8/1972

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/7/2000

General Securities Principal Examination

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Daniel M. Martin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

LOCUST STREET SECURITIES, INC.

DAN MARTIN DBA WESTSTAR FINANCIAL GROUP

WALNUT STREET SECURITIES, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

LOCUST STREET SECURITIES, INC.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/13/2000

Series 7TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 1

Date: 2/8/1972

Series 24

Date: 11/7/2000

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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