Shmuel S. Kramer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shmuel S Kramer was a registered financial professional .
Shmuel is a previously registered financial professional and started their career in finance in 2001. Shmuel had worked at 3 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 10, 2011 - April 17, 2012
VTRADER PRO, LLC
June 23, 2003 - August 25, 2004
FIS BROKERAGE & SECURITIES SERVICES LLC
May 9, 2001 - July 2, 2003
WORLDCO, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 6/26/2001
Limited Representative-Equity Trader ExamCurrent Firm
VTRADER PRO, LLC
CRD#: 131920 / SEC#: , 8-66525
Contact information
Documents
Disclosures
| Regulatory Event | 12 |
Red Flags
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