Walter M. Wittrock

ADVISOR SHARE WEALTH MANAGEMENT

Spirit Lake, IA 51360

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CRD#: 3210647

Professional summary

Walter Marvin Wittrock JR, who also goes by Chip Wittrock, Walter Marvin Wittrock, is a registered financial advisor currently at ADVISOR SHARE WEALTH MANAGEMENT, LLC located in Spirit Lake, Iowa.

Walter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Walter has worked at 7 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Chip Wittrock | Walter Marvin Wittrock

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1)WITTROCK FINANCIAL INC. 421 W BROADWAY STE 300 COUNCIL BLUFFS IA 51502. PRESIDENT SINCE 6/2003. INVESTMENT RELATED BUSINESS. APPROX 65 HRS/MONTH. SECURITIES AND FIXED BUSINESS. (2)GREAT LAKES FISH GROWERS. 24359 GRANITE AVE HALBUR IA 51444. VICE PRES SINCE 5/2003. NO HOURS SPENT ON THIS BUSINESS. NOT INVESTMENT RELATED. Legacy Lock, LLC, Solicitor, Provide subscription based estate planning software to clients, 2 hours per week, Scottsdale, AZ

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Walter Marvin Wittrock JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 19, 2023 - Present

ADVISOR SHARE WEALTH MANAGEMENT, LLC

Office #1: 1719 Hill Ave, Spirit Lake, IA 51360

RIA

CRD#: 307997

Spirit Lake, IA

Past

January 6, 2016 - May 16, 2023

TREK FINANCIAL

RIA

CRD#: 109376

Spirit Lake, IA

Past

March 7, 2002 - August 3, 2005

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

CARROLL, IA

Past

November 27, 2001 - August 3, 2005

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

PHILADELPHIA, PA

Past

March 21, 2001 - November 30, 2001

PMG SECURITIES CORPORATION

CRD#: 27107

ELGIN, IL

Past

May 19, 2000 - March 1, 2001

DONAHUE SECURITIES, INC.

CRD#: 24330

CINCINNATI, OH

Past

November 4, 1999 - May 10, 2000

FREEDOM FINANCIAL, INC.

CRD#: 45850

OMAHA, NE

Past

May 11, 1999 - October 22, 1999

AMERICAN GENERAL EQUITY SERVICES CORPORATION

CRD#: 5435

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ADVISOR SHARE WEALTH MANAGEMENT, LLC

ADVISOR SHARE WEALTH MANAGEMENT | PEACE OF MIND PLANNING LLC | ADVISOR SHARE WEALTH MANAGEMENT, LLC

CRD#: 307997 / SEC#: 801-127122

RIA

Registered Investment Advisory firm - (1/3/2023 Approved)

Michigan

Registered Investment Advisory firm - (1/19/2023 Terminated)

Nevada

Registered Investment Advisory firm - (2/13/2023 Terminated)

Oklahoma

Registered Investment Advisory firm - (5/22/2023 Cancelled)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(6/13/2023)

IAR

Iowa
(5/19/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/3/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/14/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 5/10/1999

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ADVISOR SHARE WEALTH MANAGEMENT, LLC

ADVISOR SHARE WEALTH MANAGEMENT | PEACE OF MIND PLANNING LLC | ADVISOR SHARE WEALTH MANAGEMENT, LLC

CRD#: 307997 / SEC#: 801-127122

RIA

Registered Investment Advisory firm - (1/3/2023 Approved)

Michigan

Registered Investment Advisory firm - (1/19/2023 Terminated)

Nevada

Registered Investment Advisory firm - (2/13/2023 Terminated)

Oklahoma

Registered Investment Advisory firm - (5/22/2023 Cancelled)

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Contact information

Main Address

13215 Se Mill Plain Blvd Suite C8-321, Vancouver, WA 98684

Mailing Address

Phone number

(866) 232-3251

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (30 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (POM) (3/28/2025)

Regulatory assets under management

Total Number of Accounts	1,429
AUM (Assets Under Management)	$ 185,181,144

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Walter M. Wittrock

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Walter Marvin Wittrock JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

TREK FINANCIAL

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

PMG SECURITIES CORPORATION

DONAHUE SECURITIES, INC.

FREEDOM FINANCIAL, INC.

AMERICAN GENERAL EQUITY SERVICES CORPORATION

Primary Firm SEC Registration

ADVISOR SHARE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/3/2015

Series 63

Date: 6/14/1999

Series 6

Date: 5/10/1999

Current Firm

ADVISOR SHARE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (30 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ADVISOR SHARE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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