Henry Shin
Professional summary
Henry Shin was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Henry is a previously registered financial professional and started their career in finance in 1999. Prior to being barred, Henry had worked at 5 firms, which includes CONTINENTAL BROKER-DEALER CORP., J.P. TURNER & COMPANY L.L.C., MILESTONE GROUP MANAGEMENT LLC, SHARPE CAPITAL INC., GLOBAL CAPITAL MARKETS LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 1, 2000 - October 10, 2000
CONTINENTAL BROKER-DEALER CORP.
April 24, 2000 - May 30, 2000
J.P. TURNER & COMPANY, L.L.C.
March 13, 2000 - May 9, 2000
MILESTONE GROUP MANAGEMENT LLC
August 11, 1999 - March 15, 2000
SHARPE CAPITAL, INC.
May 13, 1999 - August 18, 1999
GLOBAL CAPITAL MARKETS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 62
Date: 5/12/1999
Corporate Securities Limited Representative ExaminationCurrent Firm
CONTINENTAL BROKER-DEALER CORP.
CRD#: 14048 / SEC#: , 8-43159
Contact information
Documents
Disclosures
| Regulatory Event | 12 |
| Arbitration | 15 |
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