Dawn M. Slawson

FIDUCIARY FINANCIAL PARTNERS

NAPERVILLE, IL 60563

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CRD#: 3210538

Professional summary

Dawn Marie Slawson, who also goes by Dawn Marie Buchanan, Dawn M Ritchey, is a registered financial advisor currently at FIDUCIARY FINANCIAL PARTNERS, LLC located in Naperville, Illinois.

Dawn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Dawn has worked at 5 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dawn Marie Buchanan | Dawn M Ritchey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INSURANCE LICENSED LIFE AND HEALTH

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dawn Marie Slawson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 19, 2013 - Present

FIDUCIARY FINANCIAL PARTNERS, LLC

Office #1: 1250 E. Diehl Road Suite 404, Naperville, IL 60563

RIA

CRD#: 16999

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FIDUCIARY FINANCIAL PARTNERS, LLC

CRD#: 156389 / SEC#: 801-78241

RIA

Registered Investment Advisory firm - (7/5/2013 Approved)

Illinois

Registered Investment Advisory firm - (7/5/2013 Terminated)

Texas

Registered Investment Advisory firm - (7/9/2013 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(8/19/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/15/1999

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 8/13/1999

General Securities Representative Examination

Current Firm

FIDUCIARY FINANCIAL PARTNERS, LLC

CRD#: 156389 / SEC#: 801-78241

RIA

Registered Investment Advisory firm - (7/5/2013 Approved)

Illinois

Registered Investment Advisory firm - (7/5/2013 Terminated)

Texas

Registered Investment Advisory firm - (7/9/2013 Terminated)

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Contact information

Main Address

1250 E. Diehl Road Suite 404, Naperville, IL 60563

Mailing Address

Phone number

(630) 780-1534

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A FIRM BROCHURE (2/24/2025)

Regulatory assets under management

Total Number of Accounts	786
AUM (Assets Under Management)	$ 247,667,668

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Dawn M. Slawson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dawn Marie Slawson's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES INC.

J.P. MORGAN SECURITIES INC.

BANC ONE SECURITIES CORPORATION

BANC ONE SECURITIES CORPORATION

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

BANC ONE SECURITIES CORPORATION

BANC ONE SECURITIES CORPORATION

Primary Firm SEC Registration

FIDUCIARY FINANCIAL PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/15/1999

Series 7

Date: 8/13/1999

Current Firm

FIDUCIARY FINANCIAL PARTNERS, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FIDUCIARY FINANCIAL PARTNERS, LLC

TRUST BUT VERIFY

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