Matthew C. Krugman

ULTIMUS FUND DISTRIBUTORS

Cincinnati, OH 45246

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CRD#: 3210385

Professional summary

Matthew Craig Krugman, who also goes by Matt Krugman, is a registered financial professional currently at ULTIMUS FUND DISTRIBUTORS, LLC located in Cincinnati, Ohio.

Matthew is registered as a RR (Registered Representative) and started their career in finance in 1999. Matthew has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Matt Krugman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Matthew Craig Krugman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 18, 2025 - Present

ULTIMUS FUND DISTRIBUTORS, LLC

Office #1: 225 Pictoria Drive Suite 450, Cincinnati, OH 45246

CRD#: 104177

Cincinnati, OH

Past

August 4, 2022 - September 17, 2025

FORESIDE FINANCIAL SERVICES, LLC

CRD#: 148477

Darien, CT

Past

July 9, 2020 - May 4, 2022

FORESIDE FINANCIAL SERVICES, LLC

CRD#: 148477

PORTLAND, ME

Past

April 8, 2016 - June 2, 2020

ARES WEALTH MANAGEMENT SOLUTIONS, LLC

CRD#: 119546

DENVER, CO

Past

September 16, 2014 - November 30, 2015

FS INVESTMENT SOLUTIONS, LLC

CRD#: 145244

ORLANDO, FL

Past

May 22, 2013 - August 29, 2014

FORESIDE FUND SERVICES, LLC

CRD#: 46106

BOSTON, MA

Past

July 14, 1999 - January 11, 2000

MANUFACTURERS SECURITIES SERVICES, LLC

CRD#: 16009

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(9/18/2025)

Massachusetts
(9/18/2025)

Ohio
(9/18/2025)

Exams

State Security Law Exam

IAR

Series 65

Date: 7/15/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/14/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/16/2014

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/21/2013

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 7/24/2013

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

ULTIMUS FUND DISTRIBUTORS, LLC

CRD#: 104177 / SEC#: , 8-52643

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

225 Pictoria Drive Suite 450, Cincinnati, OH 45246

Mailing Address

225 Pictoria Drive Suite 450, Cincinnati, OH 45246

Phone number

(513) 587-3400

Established

Ohio since 05/31/2000

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
ULTIMUS FUND SOLUTIONS, LLC	OWNER
EVANS, GREGORY ASHTON	FINANCIAL OPERATIONS PRINCIPAL	4850219
GUERETTE, KEVIN MICHAEL	PRESIDENT	2960114
PRESTON, STEPHEN LYNN	CHIEF COMPLIANCE OFFICER/AML OFFICER	2217795

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Matthew C. Krugman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Matthew Craig Krugman's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORESIDE FINANCIAL SERVICES, LLC

FORESIDE FINANCIAL SERVICES, LLC

ARES WEALTH MANAGEMENT SOLUTIONS, LLC

FS INVESTMENT SOLUTIONS, LLC

FORESIDE FUND SERVICES, LLC

MANUFACTURERS SECURITIES SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/15/2014

Series 63

Date: 6/14/2013

SIE

Date: 10/1/2018

Series 7

Date: 9/16/2014

Series 6

Date: 5/21/2013

Series 26

Date: 7/24/2013

FINRA

Current Firm

ULTIMUS FUND DISTRIBUTORS, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

ULTIMUS FUND DISTRIBUTORS, LLC

TRUST BUT VERIFY

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