Jan R. Jasper
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jan R Jasper was a registered financial professional .
Jan is a previously registered financial professional and started their career in finance in 1999. Jan had worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 16, 2017 - October 4, 2017
FINANCIAL GRAVITY ASSET MANAGEMENT, INC.
May 27, 1999 - August 30, 2000
CITIGROUP GLOBAL MARKETS INC.
Primary Firm SEC Registration
FINANCIAL GRAVITY ASSET MANAGEMENT, INC.
CRD#: 144008 / SEC#: 801-109923
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FINANCIAL GRAVITY ASSET MANAGEMENT, INC.
CRD#: 144008 / SEC#: 801-109923
Contact information
SEC notice filing (22 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,261 |
| AUM (Assets Under Management) | $ 469,128,095 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
