Jeffrey Rouk James
Professional Summary
Jeffrey Rouk James is a registered financial advisor currently at FOURPATH CAPITAL MANAGEMENT, LLC located in Oklahoma City, Oklahoma. Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Jeffrey has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 10 and Series 9 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
PARK AVENUE SECURITIES LLC
LPL FINANCIAL LLC
BKM WEALTH MANAGEMENT
LPL ENTERPRISE, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
PARK AVENUE SECURITIES LLC
LPL FINANCIAL LLC
BKM WEALTH MANAGEMENT
LPL ENTERPRISE, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
PARK AVENUE SECURITIES LLC
LPL FINANCIAL LLC
BKM WEALTH MANAGEMENT
LPL ENTERPRISE, LLC
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
PARK AVENUE SECURITIES LLC
LPL FINANCIAL LLC
BKM WEALTH MANAGEMENT
LPL ENTERPRISE, LLC
Years of Experience
27 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
PARK AVENUE SECURITIES LLC
LPL FINANCIAL LLC
BKM WEALTH MANAGEMENT
LPL ENTERPRISE, LLC
Current Firm
FOURPATH CAPITAL MANAGEMENT, LLC | REUTERJAMES WEALTH MANAGEMENT | REUTER JAMES WEALTH MANAGEMENT, LLC | PROSPERA PRIVATE WEALTH, LLC
Contact Information
Main Address
4727 Gaillardia Parkway Suite 120, Oklahoma City, OK 73142Phone Number
(405) 253-6080# of Employees
6SEC notice filing (12 States and Territories)
Registered to provide investment advisory services in 12 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
2,334AUM (Assets Under Management)
$1,058,662,371Similar Advisors
PARK AVENUE SECURITIES LLC
LPL FINANCIAL LLC
BKM WEALTH MANAGEMENT
LPL ENTERPRISE, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
PARK AVENUE SECURITIES LLC
LPL FINANCIAL LLC
BKM WEALTH MANAGEMENT
LPL ENTERPRISE, LLC
Primary Firm SEC Registration
FOURPATH CAPITAL MANAGEMENT, LLC | REUTERJAMES WEALTH MANAGEMENT | REUTER JAMES WEALTH MANAGEMENT, LLC | PROSPERA PRIVATE WEALTH, LLC
State Registrations and Notice Filings
(7/12/2021)
(8/24/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Oct 2005About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Oct 2005About the Series 9 examSimilar Advisors
PARK AVENUE SECURITIES LLC
LPL FINANCIAL LLC
BKM WEALTH MANAGEMENT
LPL ENTERPRISE, LLC
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Rouk James's CRS (Customer Relationship Summary).
Similar Advisors
PARK AVENUE SECURITIES LLC
LPL FINANCIAL LLC
BKM WEALTH MANAGEMENT
LPL ENTERPRISE, LLC