Jeffrey R. James

FOURPATH CAPITAL MANAGEMENT

OKLAHOMA CITY, OK 73142

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CRD#: 3210356

Professional summary

Jeffrey Rouk James is a registered financial advisor currently at FOURPATH CAPITAL MANAGEMENT, LLC located in Oklahoma City, Oklahoma.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Jeffrey has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Rouk James's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 12, 2021 - Present

FOURPATH CAPITAL MANAGEMENT, LLC

Office #1: 4727 Gaillardia Parkway Suite 120, Oklahoma City, OK 73142

RIA

CRD#: 313573

OKLAHOMA CITY, OK

Past

August 16, 2005 - July 12, 2021

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

EDMOND, OK

Past

August 12, 2005 - July 12, 2021

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

EDMOND, OK

Past

October 28, 1999 - August 31, 2005

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

OKLAHOMA CITY, OK

Past

July 21, 1999 - August 31, 2005

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FOURPATH CAPITAL MANAGEMENT, LLC

FOURPATH CAPITAL MANAGEMENT, LLC | REUTERJAMES WEALTH MANAGEMENT | REUTER JAMES WEALTH MANAGEMENT, LLC | PROSPERA PRIVATE WEALTH, LLC

CRD#: 313573 / SEC#: 801-120960

RIA

Registered Investment Advisory firm - (4/26/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oklahoma
(7/12/2021)

IAR

Texas
(8/24/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/1/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/7/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 3/10/2006

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 5/26/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 10/5/2005

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 10/5/2005

General Securities Sales Supervisor - Options Module Examination

Current Firm

FOURPATH CAPITAL MANAGEMENT, LLC

FOURPATH CAPITAL MANAGEMENT, LLC | REUTERJAMES WEALTH MANAGEMENT | REUTER JAMES WEALTH MANAGEMENT, LLC | PROSPERA PRIVATE WEALTH, LLC

CRD#: 313573 / SEC#: 801-120960

RIA

Registered Investment Advisory firm - (4/26/2021 Approved)

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Contact information

Main Address

4727 Gaillardia Parkway Suite 120, Oklahoma City, OK 73142

Mailing Address

Phone number

(405) 253-6080

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FOURPATH CAPITAL MANAGEMENT FORM ADV WRAP BROCHURE (2/20/2025)

FOURPATH CAPITAL MANAGEMENT FORM ADV PART 2A BROCHURE (2/20/2025)

Regulatory assets under management

Total Number of Accounts	2,197
AUM (Assets Under Management)	$ 931,104,788

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeffrey R. James

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Rouk James's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

FOURPATH CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/1/1999

Series 63

Date: 6/7/1999

SIE

Date: 10/1/2018

Series 3

Date: 3/10/2006

Series 7

Date: 5/26/1999

Series 10

Date: 10/5/2005

Series 9

Date: 10/5/2005

Current Firm

FOURPATH CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FOURPATH CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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