Randy J. Addie

1834 INVESTMENT ADVISORS CO.

Milwaukee, WI 53202

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CRD#: 3210340

Professional summary

Randy Joseph Addie, AIF®, who also goes by Randy Addie, is a registered financial advisor currently at 1834 INVESTMENT ADVISORS CO. located in Milwaukee, Wisconsin.

Randy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Randy has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Randy Addie

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 02/2024 - 1834 Investment Advisors Co. (Subsidiary of Old National Bancorp) - Investment Related - RPS Advisor - Milwaukee, WI - 20 hours per week 2) 05/2023 - Old National Bank (Subsidiary of Old National Bancorp) - Financial Institution Duty - Inv. Related - Milwaukee, WI - Vice President - Start Date 04/17/2023 - 20 hours per week

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Randy Joseph Addie's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

February 7, 2024 - Present

1834 INVESTMENT ADVISORS CO.

Office #1: 511 N Broadway Suite 801, Milwaukee, WI 53202

RIA

CRD#: 105435

Milwaukee, WI

Past

October 24, 2023 - September 20, 2024

LPL FINANCIAL LLC

RIA

CRD#: 6413

MILWAUKEE, WI

Past

May 12, 2023 - September 20, 2024

LPL FINANCIAL LLC

CRD#: 6413

MILWAUKEE, WI

Past

June 2, 2014 - April 19, 2023

SENTRY EQUITY SERVICES, INC.

CRD#: 5069

STEVENS POINT, WI

Past

January 1, 2009 - July 19, 2012

TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.

CRD#: 37819

JANESVILLE, WI

Past

April 16, 2004 - January 1, 2009

HIMCO DISTRIBUTION SERVICES COMPANY

CRD#: 6604

JANESVILLE, WI

Past

July 30, 2003 - March 25, 2004

AMERIPRISE ADVISOR SERVICES, INC.

RIA

CRD#: 5979

ROCKFORD, IL

Past

March 17, 2003 - March 25, 2004

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

DETROIT, MI

Past

May 28, 1999 - January 5, 2000

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

May 28, 1999 - March 24, 2003

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

1834 INVESTMENT ADVISORS CO.

CRD#: 105435 / SEC#: 801-11335

RIA

Registered Investment Advisory firm - (2/13/1976 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wisconsin
(2/7/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/23/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/27/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/28/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/27/1999

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 5/31/2019

Investment Company Products/Variable Contracts Principal Examination

Current Firm

1834 INVESTMENT ADVISORS CO.

CRD#: 105435 / SEC#: 801-11335

RIA

Registered Investment Advisory firm - (2/13/1976 Approved)

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Contact information

Main Address

511 N Broadway Suite 801, Milwaukee, WI 53202

Mailing Address

Phone number

(414) 615-1012

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (8/13/2025)

Regulatory assets under management

Total Number of Accounts	924
AUM (Assets Under Management)	$ 1,034,664,175

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/21/2024	Cover Page	Report
01/11/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Randy J. Addie

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Randy Joseph Addie's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

SENTRY EQUITY SERVICES, INC.

TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.

HIMCO DISTRIBUTION SERVICES COMPANY

AMERIPRISE ADVISOR SERVICES, INC.

AMERIPRISE ADVISOR SERVICES, INC.

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

1834 INVESTMENT ADVISORS CO.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/23/2023

Series 63

Date: 5/27/1999

SIE

Date: 10/1/2018

Series 7

Date: 11/28/2000

Series 6

Date: 5/27/1999

Series 26

Date: 5/31/2019

Current Firm

1834 INVESTMENT ADVISORS CO.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

1834 INVESTMENT ADVISORS CO.

TRUST BUT VERIFY

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