How M. Huong

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CRD#: 3210205

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

How Mee Huong, who also goes by Andy Huong, was a registered financial professional .

How is a previously registered financial professional and started their career in finance in 1999. How had worked at 7 firms and has passed the Series 65, Series 63, Series 66, SIE, Series 6, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Andy Huong

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

RENTAL PROPERTY POSITION: owner NATURE: Real Estate Development Rental and Leasing INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2009 ADDRESS: 4400 Central Ave., apt 311, Fremont CA 94536, United States DESCRIPTION: collect rent

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 26, 2023 - September 11, 2024

FORTHRIGHT CAPITAL ADVISORY

RIA

CRD#: 323596

Fremont, CA

Past

June 10, 2019 - October 21, 2020

PRUCO SECURITIES, LLC.

CRD#: 5685

SAN JOSE, CA

Past

November 8, 2017 - May 29, 2019

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

SAN JOSE, CA

Past

February 5, 2003 - June 24, 2003

CITICORP INVESTMENT SERVICES

CRD#: 23988

LONG ISLAND CITY, NY

Past

August 1, 2002 - February 5, 2003

CAL FED INVESTMENTS

CRD#: 19631

SACRAMENTO, CA

Past

February 5, 2002 - April 16, 2002

UVEST FINANCIAL SERVICES GROUP, INC.

CRD#: 13787

CHARLOTTE, NC

Past

November 27, 2000 - December 3, 2001

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

October 26, 1999 - October 23, 2000

CITICORP INVESTMENT SERVICES

CRD#: 23988

LONG ISLAND CITY, NY

Past

April 26, 1999 - August 20, 1999

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FORTHRIGHT CAPITAL ADVISORY

CRD#: 323596 / SEC#: 801-128191

RIA

Registered Investment Advisory firm - (7/25/2023 Approved)

Nevada

Registered Investment Advisory firm - (9/29/2023 Terminated)

Ohio

Registered Investment Advisory firm - (9/14/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/14/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/18/2017

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 4/30/1999

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 11/8/2017

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 31

Date: 12/14/2000

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 4/23/1999

General Securities Representative Examination

Current Firm

FORTHRIGHT CAPITAL ADVISORY

CRD#: 323596 / SEC#: 801-128191

RIA

Registered Investment Advisory firm - (7/25/2023 Approved)

Nevada

Registered Investment Advisory firm - (9/29/2023 Terminated)

Ohio

Registered Investment Advisory firm - (9/14/2023 Terminated)

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Contact information

Main Address

7251 W Lake Mead Blvd, Ste 300, Las Vegas, NV 89128

Mailing Address

Phone number

(725) 712-3016

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (27 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORTHRIGHT CAPITAL ADVISORY ADV PART 2A (10/9/2025)

Regulatory assets under management

Total Number of Accounts	882
AUM (Assets Under Management)	$ 64,985,533

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

How M. Huong

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PRUCO SECURITIES, LLC.

ALLSTATE FINANCIAL SERVICES, LLC

CITICORP INVESTMENT SERVICES

CAL FED INVESTMENTS

UVEST FINANCIAL SERVICES GROUP, INC.

MORGAN STANLEY DW INC.

CITICORP INVESTMENT SERVICES

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

FORTHRIGHT CAPITAL ADVISORY

State Registrations and Notice Filings

Exams

Series 65

Date: 3/14/2023

Series 63

Date: 11/18/2017

Series 66

Date: 4/30/1999

SIE

Date: 10/1/2018

Series 6

Date: 11/8/2017

Series 31

Date: 12/14/2000

Series 7

Date: 4/23/1999

Current Firm

FORTHRIGHT CAPITAL ADVISORY

Contact information

SEC notice filing (27 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FORTHRIGHT CAPITAL ADVISORY

TRUST BUT VERIFY

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