Ryan E. Van Buren
Professional summary
Ryan Edward Van Buren, CFP®, who also goes by Ryan Edward Vanburen, is a registered financial advisor currently at OSAIC WEALTH, INC. located in Sebastian, Florida.
Ryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Ryan has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Ryan Edward Van Buren's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Ryan Edward Van Buren's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2004
Experience
August 8, 2023 - Present
OSAIC WEALTH, INC.
Office #1: 9434 N Us Hwy 1, Sebastian, FL 32958Office #2: One Overvue 1955 22nd Avenue, Vero Beach, FL 32960Office #3: 150 5th Avenue Suite A, Indialantic, FL 32903August 7, 2023 - Present
OSAIC WEALTH, INC.
Office #1: 9434 N Us Hwy 1, Sebastian, FL 32958Office #2: One Overvue 1955 22nd Avenue, Vero Beach, FL 32960Office #3: 150 5th Avenue Suite A, Indialantic, FL 32903August 8, 2000 - December 31, 2001
THE VARIABLE ANNUITY MARKETING COMPANY
May 19, 1999 - August 29, 2023
VALIC FINANCIAL ADVISORS, INC.
May 13, 1999 - May 9, 2000
PUBLIC EMPLOYEES EQUITIES SERVICES COMPANY
May 13, 1999 - August 29, 2023
VALIC FINANCIAL ADVISORS, INC.
Primary Firm SEC Registration
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC, INC. | SHAREHOLDER | |
| CORNICK, GREGORY ALLEN | CEO, PRESIDENT, DIRECTOR | 3132991 |
| FORD, ERINN JUNE | DIRECTOR | 2176816 |
| MIHAL, SHAWN MICHAEL | SVP, CHIEF COMPLIANCE OFFICER | 3262384 |
| MITCHELL, CHRISTOPHER MILLS | CORPORATE TREASURER, FINANCIAL PRINCIPAL | 2420144 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR | 2627931 |
Regulatory assets under management
| Total Number of Accounts | 797,559 |
| AUM (Assets Under Management) | $ 200,266,275,275 |
Disclosures
| Regulatory Event | 50 |
| Arbitration | 31 |
| Bond | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/14/2025 | ||
| 12/18/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
