Talman A. Harris
Professional summary
Talman Anthony Harris was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Talman is a previously registered financial professional and started their career in finance in 1999. Prior to being barred, Talman had worked at 17 firms, which includes GLOBAL EMERGING CAPITAL GROUP LLC, FIRST MERGER CAPITAL INC, SEABOARD SECURITIES INC., MARTINEZ-AYME SECURITIES, BASIC INVESTORS INC., LEGEND SECURITIES INC., NEW YORK GLOBAL SECURITIES INC., GUNNALLEN FINANCIAL INC, BENCHMARK SECURITIES GROUP INC., AMERIPRISE ADVISOR SERVICES INC., HARRISON SECURITIES INC., EKN FINANCIAL SERVICES INC., EHRENKRANTZ KING NUSSBAUM, HAPOALIM SECURITIES USA INC., JOSEPH STEVENS & CO. INC., SPENCER CLARKE LLC, CAMBRIDGE CAPITAL LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 13, 2011 - January 20, 2015
GLOBAL EMERGING CAPITAL GROUP, LLC
February 15, 2010 - April 1, 2011
FIRST MERGER CAPITAL, INC
May 18, 2009 - February 22, 2010
SEABOARD SECURITIES, INC.
October 23, 2008 - April 22, 2009
MARTINEZ-AYME SECURITIES
July 20, 2007 - October 24, 2008
BASIC INVESTORS INC.
April 27, 2007 - July 27, 2007
LEGEND SECURITIES, INC.
January 21, 2004 - June 19, 2007
NEW YORK GLOBAL SECURITIES, INC.
August 27, 2003 - January 12, 2004
GUNNALLEN FINANCIAL, INC
December 17, 2002 - September 12, 2003
BENCHMARK SECURITIES GROUP, INC.
July 8, 2002 - December 18, 2002
AMERIPRISE ADVISOR SERVICES, INC.
January 14, 2002 - June 28, 2002
HARRISON SECURITIES, INC.
December 21, 2001 - April 3, 2002
EKN FINANCIAL SERVICES INC.
November 20, 2001 - December 21, 2001
EHRENKRANTZ KING NUSSBAUM
August 14, 2001 - November 29, 2001
HAPOALIM SECURITIES USA, INC.
November 21, 2000 - June 26, 2001
JOSEPH STEVENS & CO., INC.
June 6, 2000 - November 20, 2000
SPENCER CLARKE LLC
June 5, 2000 - June 12, 2000
HAPOALIM SECURITIES USA, INC.
June 11, 1999 - June 6, 2000
CAMBRIDGE CAPITAL, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
GLOBAL EMERGING CAPITAL GROUP, LLC
CRD#: 130120 / SEC#: , 8-66308
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BURGESS-GAY, CLAUDETTE YVONNE | CEO, CCO, CFO, FINOP | 2547910 |
Disclosures
| Regulatory Event | 7 |
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