Peter R. Martensen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Robert Martensen was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1970. Peter had worked at 7 firms and has passed the Series 63, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 19, 2013 - March 19, 2018
WESTERN INTERNATIONAL SECURITIES, INC.
February 16, 2001 - December 13, 2013
GBS FINANCIAL CORP.
January 20, 2000 - February 28, 2001
ARCHER ALEXANDER SECURITIES CORPORATION
December 4, 1995 - January 28, 2000
BIRCHTREE FINANCIAL SERVICES LLC
May 19, 1971 - December 30, 1995
WALDRON & CO., INC.
January 26, 1971 - May 19, 1971
GREAT REPUBLIC SECURITIES CORP
May 1, 1970 - June 7, 1971
BENEVEST, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 4/20/1970
Registered Representative ExaminationCurrent Firm
WESTERN INTERNATIONAL SECURITIES, INC.
CRD#: 39262 / SEC#: 801-68953, 8-48572
Contact information
FINRA licenses (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 10,904 |
| AUM (Assets Under Management) | $ 3,512,564,746 |
Disclosures
| Regulatory Event | 15 |
| Civil Event | 1 |
| Arbitration | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/05/2024 | ||
| 06/28/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
