David J. Tauzin

GRADIENT ADVISORS

Houma, LA 70360

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CRD#: 3209710

Professional summary

David James Tauzin is a registered financial advisor currently at GRADIENT ADVISORS, LLC located in Houma, Louisiana.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. David has worked at 6 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Tauzin Wealth Management, LLC; Investment Related; 1340 W TUNNEL BLVD STE 560 HOUMA LA 70360; Investment Advisory; Owner; Investment Advisor Representative; 10/2017; 120hrs/mo during trading; Financial Planning 2. Tauzin Retirement Resources; Investment Related; 1340 W TUNNEL BLVD STE 560 HOUMA LA 70360; Insurance; Owner; Agent; 02/2024; 40hrs/mo during trading; Annuity Sales 3. SOFA-SOCIETY OF FINANCIAL AWARENESS; W. Tunnel Blvd, Suite 560, Houma, LA 70360; Non-Profit; Chapter Instructor; 4/2018; 4hrs/mo not during trading

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David James Tauzin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 8, 2019 - Present

GRADIENT ADVISORS, LLC

Office #1: 1340 W. Tunnel Blvd Suite 560, Houma, LA 70360

RIA

CRD#: 152665

Houma, LA

Past

September 1, 2017 - January 7, 2019

CREATIVEONE WEALTH, LLC

RIA

CRD#: 281213

HOUMA, LA

Past

October 7, 2004 - April 26, 2010

MUTUAL OF AMERICA SECURITIES LLC

CRD#: 27878

METAIRIE, LA

Past

October 7, 2004 - April 26, 2010

MUTUAL OF AMERICA LIFE INSURANCE COMPANY

CRD#: 15356

METAIRIE, LA

Past

April 17, 2000 - October 7, 2004

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

LINCOLN, NE

Past

April 15, 1999 - March 6, 2000

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GRADIENT ADVISORS, LLC

CRD#: 152665 / SEC#: 801-71000

RIA

Registered Investment Advisory firm - (2/10/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(1/8/2019)

IAR

Texas
(2/21/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/3/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/23/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 4/8/1999

Investment Company Products/Variable Contracts Representative Examination

Current Firm

GRADIENT ADVISORS, LLC

CRD#: 152665 / SEC#: 801-71000

RIA

Registered Investment Advisory firm - (2/10/2010 Approved)

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Contact information

Main Address

4105 Lexington Avenue N. Suite 225, Arden Hills, MN 55126

Mailing Address

Phone number

(877) 885-0508

Established

Firm type

Fiscal year end

# of Employees

169

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A AND 2B 10-2025 (10/21/2025)

Regulatory assets under management

Total Number of Accounts	3,222
AUM (Assets Under Management)	$ 218,611,410

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David J. Tauzin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David James Tauzin's CRS (Customer Relationship Summary).

Certified licenses

Experience

CREATIVEONE WEALTH, LLC

MUTUAL OF AMERICA SECURITIES LLC

MUTUAL OF AMERICA LIFE INSURANCE COMPANY

ALLSTATE FINANCIAL SERVICES, LLC

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

GRADIENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/3/2017

Series 63

Date: 11/23/2004

Series 6

Date: 4/8/1999

Current Firm

GRADIENT ADVISORS, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GRADIENT ADVISORS, LLC

TRUST BUT VERIFY

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