Vinson R. Dansby
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vinson Randolph Dansby was a registered financial professional .
Vinson is a previously registered financial professional and started their career in finance in 1999. Vinson had worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 14, 2012 - December 31, 2018
NATIONWIDE SECURITIES, LLC
September 18, 2012 - December 31, 2018
NATIONWIDE SECURITIES, LLC
October 14, 2004 - February 22, 2012
ALLSTATE FINANCIAL SERVICES, LLC
August 21, 2003 - July 14, 2004
BANC ONE SECURITIES CORPORATION
April 15, 2003 - July 29, 2003
EQUITY SERVICES, INC.
April 10, 2001 - February 19, 2003
ALLSTATE FINANCIAL SERVICES, LLC
May 19, 1999 - January 3, 2001
IDS LIFE INSURANCE COMPANY
May 19, 1999 - January 3, 2001
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
NATIONWIDE SECURITIES, LLC
CRD#: 11173 / SEC#: 801-69260, 8-12500
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATIONWIDE SECURITIES, LLC
CRD#: 11173 / SEC#: 801-69260, 8-12500
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NFS DISTRIBUTORS, INC. | MANAGING MEMBER | |
| ANIANO, JOSEPH NICHOLAS | PRESIDENT | 4303290 |
| GINNAN, STEVEN A. | BOARD MANAGER | 6984613 |
| JESTICE, KEVIN THOMAS | BOARD MANAGER | 5363377 |
| RABENSTINE, JAMES JAY | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 2025566 |
| ROSWELL, EWAN THEODORE | AVP, FINANCE CONTROLLERSHIP-NF AND FINOP | 3056545 |
| STEVENSON, ERIC RAY | BOARD MANAGER | 5250338 |
Disclosures
| Regulatory Event | 10 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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