Lester J. Hochler
Professional summary
Lester Joel Hochler was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Lester Joel Hochler is a registered financial professional currently at AMERICAN GLOBAL WEALTH MANAGEMENT, INC. located in Mcdonough, Georgia.
Lester is registered as a RR (Registered Representative) and started their career in finance in 1999. Lester has worked at 10 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 27, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lester Joel Hochler's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 5, 2019 - Present
AMERICAN GLOBAL WEALTH MANAGEMENT, INC.
Office #1: 1600 Pennsylvania Avenue, Mcdonough, GA 30253January 21, 2021 - August 26, 2021
G.F. INVESTMENT SERVICES, LLC
May 10, 2018 - December 31, 2019
D. BORAL CAPITAL
March 17, 2016 - April 14, 2026
CAPE SECURITIES INC.
July 23, 2004 - October 17, 2005
J.P. MORGAN SECURITIES LLC
January 2, 2004 - June 11, 2004
GREENPOINT SECURITIES LLC
September 8, 2003 - January 2, 2004
ESSEX NATIONAL SECURITIES, LLC
August 28, 2002 - March 17, 2003
TD AMERITRADE, INC.
November 20, 2000 - August 28, 2002
CITIGROUP GLOBAL MARKETS INC.
July 12, 1999 - April 20, 2001
APEX CLEARING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/5/2019)
(12/5/2019)
(11/6/2020)
(3/1/2022)
(11/16/2020)
(11/16/2020)
(12/18/2020)
(11/6/2020)
(6/17/2022)
Exams
Series 99TO
Date: 1/25/2023
Operations Professional ExaminationFINRA
FINRA
Current Firm
AMERICAN GLOBAL WEALTH MANAGEMENT, INC.
CRD#: 7388 / SEC#: , 8-21584
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERICAN GLOBAL WEALTH SERVICES, INC. | OWNER | |
| CIANTRO, PHILIP | FINOP | 2350685 |
| FAULK, RACHEL | CHIEF COMPLIANCE OFFICER | 7712313 |
| MAY, JAMES DAVID | VP OF REPRESENTATIVE AND CLIENT RELATIONS | 1601422 |
| WEBB, JAMES RANDALL | CEO | 2089446 |
| WEBB, JAMES RANDALL | CHIEF OPERATIONS OFFICER | 2089446 |
| WEBB, JAMES RANDALL | PRESIDENT | 2089446 |
Red Flags
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