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MV

Mark R. Van Deusen

Some features on this profile are disabled
CRD#: 3208861
MV

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Mark Ray Van Deusen, who also goes by Mark Ray Vandeusen, was a registered financial professional .

Mark is a previously registered financial professional and started their career in finance in 1999. Mark had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 62, Series 22, Series 6 and Series 26 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Mark Ray Vandeusen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

August 5, 2016 - July 21, 2017

GROVE POINT INVESTMENTS, LLC

RIA
CRD#: 1763
Shingle Springs, CA
Past

August 4, 2016 - July 21, 2017

GROVE POINT INVESTMENTS, LLC

BD
CRD#: 1763
Shingle Springs, CA
Past

October 29, 2010 - August 9, 2016

INVESTORS CAPITAL CORP.

RIA
CRD#: 30613
rescue, CA
Past

October 29, 2010 - August 9, 2016

INVESTORS CAPITAL CORP.

BD
CRD#: 30613
rescue, CA
Past

April 6, 2010 - October 29, 2010

B. RILEY WEALTH ADVISORS, INC.

RIA
CRD#: 115927
EL DORADO, CA
Past

March 9, 2010 - November 1, 2010

NATIONAL SECURITIES CORPORATION

BD
CRD#: 7569
EL DORADO, CA
Past

May 20, 2009 - March 2, 2010

MSI FINANCIAL SERVICES, INC.

RIA
CRD#: 14251
SACRAMENTO, CA
Past

March 2, 2009 - March 2, 2010

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
SACRAMENTO, CA
Past

January 3, 2005 - March 11, 2009

INVESTORS CAPITAL CORP.

RIA
CRD#: 30613
EL DORADO, CA
Past

October 4, 1999 - December 31, 2004

EASTERN POINT ADVISORS INC.

RIA
CRD#: 107123
SHINGLE SPRINGS, CA
Past

July 6, 1999 - March 11, 2009

INVESTORS CAPITAL CORP.

BD
CRD#: 30613
EL DORADO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 5/20/2002
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 6/29/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 7/21/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 62
Date: 12/31/2002
Corporate Securities Limited Representative Examination
General Industry/Product Exam
RR
Series 22
Date: 8/22/2001
Direct Participation Programs Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 5/21/1999
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 26
Date: 9/10/1999
Investment Company Products/Variable Contracts Principal Examination

Current Firm

GP
GROVE POINT INVESTMENTS, LLC
CAPITAL FINANCIAL SECURITIES CORPORATION | HIBBARD-BECK, INC. | H. BECK, INC. | GROVE POINT INVESTMENTS, LLC | ESTATE INVESTMENT COMPANY

CRD#: 1763 / SEC#: 801-undefined, 8-31165

BD
Terminated by SEC on 09/30/2025
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Contact information

Main Address
2440 Research Boulevard Suite 500, Rockville, MD 20850
Mailing Address
Phone number
Established
Delaware since 04/01/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Latest Form ADV

Part 2 Brochures

Direct owners and executive officers

NamePositionCRD#
GROVE POINT FINANCIAL, LLCMEMBER
BEARD, KEVIN LAWRENCEPRESIDENT2789109
HAWLEY, AMANDA CANDELMOCORPORATE SECRETARY3214453
TYMKIW, TRISHAPRINCIPAL FINANCIAL OFFICER3197368
WORSHAM, SANDRA RENEECHIEF COMPLIANCE OFFICER2444134

Disclosures

Regulatory Event17
Arbitration3
Bond1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

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