Kevin W. Cassidy

BAYRIDGE FINANCIAL GROUP

Rockville Centre, NY 11570

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CRD#: 3208815

Professional summary

Kevin William Cassidy is a registered financial advisor currently at BAYRIDGE FINANCIAL GROUP, INC. located in Rockville Centre, New York and THE STRATEGIC FINANCIAL ALLIANCE, INC. located in Rockville Centre, New York.

Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Kevin has worked at 5 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

-1- Name: Outside life insurance and fixed annuities Position: Independent Contractor Nature: Outside fixed annuities Investment Related: Yes Hours: 4Securities Trading Hours: 4 Start Date: 10/26/2023 Address: 330 Sunrise Hwy, ste 110, Rockville Centre NY 11570, United States Description: Advisor -2- Name: Gatsby Spirits LLC Position: Partner Nature: Liquor Company Investment Related: No Hours: 5 Securities Trading Hours: 0 Start Date: 03/13/2020 Address: 425 NE Lint Slough Rd., Waldport OR 97394, United States Description: Receiving profits on the sales of liquor through a distributor. 3. TEG Wellness Address: 400 W Main Street, Babylon, NY 11702 Independent Contractor 10 hours per month, 1 hour per securities trading hours Wellness program that helps the employer and employees.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin William Cassidy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 4, 2022 - Present

BAYRIDGE FINANCIAL GROUP, INC.

Office #1: 330 Sunrise Hwy #110, Rockville Centre, NY 11570

RIA

CRD#: 296831

Rockville Centre, NY

Current

February 18, 2020 - Present

THE STRATEGIC FINANCIAL ALLIANCE, INC.

Office #1: 330 Sunrise Hwy Suite 110, Rockville Centre, NY 11570Office #2: 117 Beach 116th St Ste 4, Rockaway Park, NY 11694

RIA

CRD#: 126514

Rockville Centre, NY

Past

December 5, 2006 - February 19, 2020

NATIONWIDE INVESTMENT ADVISORS, LLC

RIA

CRD#: 142373

COLUMBUS, OH

Past

August 9, 2006 - December 5, 2006

NATIONWIDE INVESTMENT SERVICES CORPORATION

RIA

CRD#: 7110

TROY, NY

Past

May 8, 2002 - February 19, 2020

NATIONWIDE INVESTMENT SERVICES CORPORATION

CRD#: 7110

TROY, NY

Past

July 7, 1999 - April 30, 2002

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BAYRIDGE FINANCIAL GROUP, INC.

BAY RIDGE FINANCIAL GROUP | BAYRIDGE FINANCIAL GROUP, INC. | BAY RIDGE FINANCIAL GROUP, INC.

CRD#: 296831 / SEC#: 801-113193

RIA

Registered Investment Advisory firm - (5/7/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(10/11/2022)

Connecticut
(1/3/2023)

Florida
(2/24/2020)

New Jersey
(2/18/2020)

IAR

New Jersey
(5/4/2022)

New York
(2/18/2020)

North Carolina
(3/8/2021)

Oregon
(9/25/2020)

Pennsylvania
(9/28/2022)

South Carolina
(4/13/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/29/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 4/25/2001

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 6/10/1999

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

BAYRIDGE FINANCIAL GROUP, INC.

BAY RIDGE FINANCIAL GROUP | BAYRIDGE FINANCIAL GROUP, INC. | BAY RIDGE FINANCIAL GROUP, INC.

CRD#: 296831 / SEC#: 801-113193

RIA

Registered Investment Advisory firm - (5/7/2018 Approved)

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Contact information

Main Address

330 Sunrise Hwy #110, Rockville Centre, NY 11570

Mailing Address

Phone number

(718) 833-4901

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BAYRIDGE DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS (3/25/2025)

Regulatory assets under management

Total Number of Accounts	447
AUM (Assets Under Management)	$ 77,728,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kevin W. Cassidy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin William Cassidy's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE STRATEGIC FINANCIAL ALLIANCE, INC.

NATIONWIDE INVESTMENT ADVISORS, LLC

NATIONWIDE INVESTMENT SERVICES CORPORATION

NATIONWIDE INVESTMENT SERVICES CORPORATION

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

BAYRIDGE FINANCIAL GROUP, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/29/2006

SIE

Date: 10/1/2018

Series 31

Date: 4/25/2001

Series 7

Date: 6/10/1999

FINRA

Current Firm

BAYRIDGE FINANCIAL GROUP, INC.

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BAYRIDGE FINANCIAL GROUP, INC.

TRUST BUT VERIFY

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