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Lucian F. Ioja

ORIS WEALTH DESIGNS LLC
Southlake, TX
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CRD#: 3208687
LI

Professional summary


Lucian Florian Ioja, who also goes by Lucian Florian Ioja, Lucian Ioja, is a registered financial advisor currently at ORIS WEALTH DESIGNS LLC located in Southlake, Texas.

Lucian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Lucian has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Lucian Florian Ioja | Lucian Ioja

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Insurance licensed since 1998. Self-employed (sole proprietor) as insurance broker selling or soliciting long-term care, disability, life, and annuities insurance products for multiple insurance companies; not investment related. Located at 950 E State Hwy 114, Ste 160, Southlake, TX. Currently, I spend the majority of my time on this business. fountainhead asset management RIA firm IAR 950 e. state highway 14 suite 160 southlake tx 76092 investment related

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CRS (Client Relationship Summary) - RIA


Click below to view Lucian Florian Ioja's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

November 9, 2020 - Present

ORIS WEALTH DESIGNS LLC

RIA
CRD#: 308463
Southlake, TX
Past

August 6, 2018 - March 25, 2021

FOUNTAINHEAD ADVISORS

RIA
CRD#: 156185
Southlake, TX
Past

April 9, 2004 - April 19, 2011

PARK AVENUE SECURITIES LLC

BD
CRD#: 46173
NEW YORK, NY
Past

March 8, 2000 - November 30, 2000

PARK AVENUE SECURITIES LLC

BD
CRD#: 46173
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(11/9/2020)

Exams


State Security Law Exam
IAR
Series 65
Date: 7/9/2018
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


OW
ORIS WEALTH DESIGNS LLC
ORIS WEALTH DESIGNS LLC

CRD#: 308463 / SEC#:

Texas
Registered Investment Advisory firm - (11/9/2020 Approved)
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Contact information


Main Address
Southlake, TX
Mailing Address
Phone number
(714) 717-1640
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts2
AUM (Assets Under Management)$ 2,000,000

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ORIS WEALTH DESIGNS LLC

CRD#: 308463Southlake, TX

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