Jacky C. Hong
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jacky C Hong, who also goes by Jacky Chiapo Hong, Jacky P Hong, was a registered financial professional .
Jacky is a previously registered financial professional and started their career in finance in 1999. Jacky had worked at 15 firms and has passed the Series 66, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 5, 2018 - December 9, 2019
E-W INVESTMENTS, INC.
December 3, 2018 - December 9, 2019
E-W INVESTMENTS, INC.
March 8, 2016 - November 19, 2018
KEY WEST INVESTMENTS, LLC
March 8, 2016 - November 19, 2018
KEY WEST INVESTMENTS, LLC
June 5, 2012 - October 21, 2014
HSBC SECURITIES (USA) INC.
June 5, 2012 - October 21, 2014
HSBC SECURITIES (USA) INC.
October 11, 2011 - June 1, 2012
LPL FINANCIAL LLC
October 11, 2011 - June 1, 2012
LPL FINANCIAL LLC
December 15, 2010 - October 11, 2011
UVEST FINANCIAL SERVICES GROUP, INC.
December 14, 2010 - October 11, 2011
UVEST FINANCIAL SERVICES GROUP, INC.
June 1, 2009 - December 17, 2010
MORGAN STANLEY
June 1, 2009 - December 17, 2010
MORGAN STANLEY
November 12, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
August 17, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
July 13, 2006 - August 1, 2007
UVEST FINANCIAL SERVICES GROUP, INC.
November 25, 2005 - June 5, 2006
WAMU INVESTMENTS, INC.
March 24, 2005 - May 6, 2005
METROPOLITAN LIFE INSURANCE COMPANY
March 24, 2005 - May 6, 2005
MSI FINANCIAL SERVICES, INC.
May 7, 2002 - September 8, 2004
TD AMERITRADE, INC.
January 30, 2002 - April 30, 2002
SINOPAC FINANCIAL SERVICES (USA) LTD.
August 8, 2001 - December 19, 2001
RUMSON CAPITAL, LLC
May 30, 2000 - July 31, 2001
GENESIS SECURITIES, LLC
June 11, 1999 - January 27, 2000
MARKETREND SECURITIES, LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
E-W INVESTMENTS, INC.
CRD#: 17463 / SEC#: , 8-35259
Contact information
Disclosures
| Regulatory Event | 2 |
Red Flags
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