OM
Oscar R. Mesorana Colon
POPULAR SECURITIES
San Juan, PR 00918
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CRD#: 3208330
OM
Professional summary
Oscar Rafael Mesorana Colon, who also goes by Oscar Mesorana Colon, Oscar Rafael Mesorana, is a registered financial advisor currently at POPULAR SECURITIES, LLC located in San Juan, .
Oscar is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Oscar has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Oscar Mesorana Colon | Oscar Rafael Mesorana
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Hacienda Carmelita Inc (Vice President) - Carr. 354 KM 5.0 Barrio Rio Canas Arriba Las Marias PR 00680 - No compensation - Non-investment related - Nature of the business = Farm - Start Date = 03/26/2020
CRS (Client Relationship Summary) - RIA
Click below to view Oscar Rafael Mesorana Colon's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Oscar Rafael Mesorana Colon's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 10, 2013 - Present
POPULAR SECURITIES, LLC
Office #1: 208 Ponce De Leon Ave Popular Center Suite 1200, San Juan, PR 00918Office #2: 196 Altona & Welgunst Charlotte Amalie, St. Thomas, VI 00802RIA
BD
CRD#: 8096
San Juan, PR
Current
December 8, 2007 - Present
POPULAR SECURITIES, LLC
Office #1: 208 Ponce De Leon Ave Popular Center Suite 1200, San Juan, PR 00918Office #2: 196 Altona & Welgunst Charlotte Amalie, St. Thomas, VI 00802RIA
BD
CRD#: 8096
San Juan, PR
Past
August 9, 2011 - February 23, 2012
POPULAR SECURITIES, LLC
RIA
CRD#: 8096
SAN JUAN, PR
Past
September 27, 2000 - December 18, 2007
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
SAN JUAN, PR
Past
May 25, 1999 - May 31, 2001
DORAL SECURITIES, INC.
BD
CRD#: 40944
PUERTO NUEVO, PR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
POPULAR SECURITIES, LLC
BP CAPITAL MARKETS, INC. | POPULAR SECURITIES, LLC | POPULAR SECURITIES, INC. | POPULAR ONE | FIRST BOSTON (PUERTO RICO), INC. | CS FIRST BOSTON (PUERTO RICO), INC.
CRD#: 8096 / SEC#: 801-57928, 8-24216
RIA
Registered Investment Advisory firm - SEC (9/29/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(12/8/2007)
RR
Connecticut(11/14/2025)
RR
Florida(3/30/2010)
RR
Georgia(11/22/2024)
RR
New York(12/19/2020)
RR
Puerto Rico(12/8/2007)
IAR
Puerto Rico(6/10/2013)
RR
Texas(11/17/2025)
RR
Virgin Islands(10/22/2012)
RR
Virginia(11/8/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
POPULAR SECURITIES, LLC
BP CAPITAL MARKETS, INC. | POPULAR SECURITIES, LLC | POPULAR SECURITIES, INC. | POPULAR ONE | FIRST BOSTON (PUERTO RICO), INC. | CS FIRST BOSTON (PUERTO RICO), INC.
CRD#: 8096 / SEC#: 801-57928, 8-24216
RIA
Registered Investment Advisory firm - SEC (9/29/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
208 Avenue Ponce De Leon Suite 1200, Hato Rey, PR 00918
Mailing Address
208 Avenue Ponce De Leon Popular Center Suite 1200, San Juan, PR 00918-1035
Phone number
(787) 766-4200
Established
Puerto Rico since 01/01/2014
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
95
SEC notice filing (7 States and Territories)
FINRA licenses (37 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| POPULAR, INC. | HOLDING COMPANY | |
| ACOSTA-ASHBY, MARLA MARIE | CHIEF OPERATING OFFICER AND ELECTED MANAGER | 3256258 |
| CESTERO CASANOVA, LUIS ENRIQUE | ELECTED MANAGER | 7829616 |
| CINTRON ROSARIO, OLGA YARITZA | BRANCH MANAGER | 5055094 |
| COLON ORTIZ, ROSA ANGELA | SENIOR FINANCIAL COMPLIANCE MANAGER | 4202101 |
| DIAZ DEL LLANO, BEATRIZ L | PRINCIPAL FINANCIAL OFFICER | 4576581 |
| FERRER, JAVIER DAVID | ELECTED MANAGER | 7356518 |
| GARCIA INCLAN, FRANCISCO ROBERTO | CHIEF COMPLIANCE OFFICER | 6900966 |
| GARCIA MUÑOZ, JORGE JOSE | ELECTED MANAGER | 7902856 |
| TORO LAVERGNE, JAIME ANTONIO | PRESIDENT AND ELECTED MANAGER | 5984147 |
| TORRES OLMO, ELSIE M | BRANCH MANAGER | 4056079 |
| TORRES RAMOS, JOSE JOAQUIN | PRINCIPAL OPERATIONS OFFICER | 1684523 |
Regulatory assets under management
| Total Number of Accounts | 2,624 |
| AUM (Assets Under Management) | $ 2,260,511,216 |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
