Robert H. Fuchs
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Harry Fuchs, who also goes by Bob Fuchs Jr, Robert Harry Fuchs Jr, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1999. Robert had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 6, 2016 - October 19, 2016
SIMMONS FIRST INVESTMENT GROUP, INC.
July 23, 2013 - June 17, 2016
COHEN & COMPANY SECURITIES, LLC
August 5, 2010 - April 22, 2013
MOUNTAINVIEW SECURITIES, LLC
December 1, 2009 - July 30, 2010
MADISON WILLIAMS AND COMPANY
July 7, 2000 - December 16, 2009
SANDERS MORRIS LLC
May 10, 1999 - July 6, 2000
SPIRES FINANCIAL, L.P.
April 26, 1999 - May 12, 1999
SANDERS MORRIS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SIMMONS FIRST INVESTMENT GROUP, INC.
CRD#: 47439 / SEC#: 801-108161, 8-51795
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SIMMONS BANK | 100% OWNER | |
| CASTEEL, MARTY DALE | DIRECTOR | |
| CLEMENT, JOE WINTERS III | DIRECTOR | 1305699 |
| CURZON, WILLIAM CARY | PRESIDENT | |
| FEHLMAN, ROBERT A | DIRECTOR | |
| JOHNSON, ANGELA LEIGH | CHIEF FINANCIAL OFFICER | 5389137 |
| JOHNSON, RICHARD WAYNE | DIRECTOR | 260111 |
| TAPPAN, PHILIP ANDREW | DIRECTOR | 1197696 |
| WITT, LAURA LEA | CCO | 5699623 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
